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RS

Richard E. Shelton

AE WEALTH MANAGEMENT
Warwick, RI 02886
Some features on this profile are disabled
CRD#: 7860696
RS
Richard E SheltonAE WEALTH MANAGEMENT

Professional summary

Richard E Shelton, who also goes by Richard E Shelton Jr., Richard Edward Shelton Jr., Richard Shelton, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Warwick, Rhode Island.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Richard has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Richard E Shelton Jr. | Richard Edward Shelton Jr. | Richard Shelton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Massey and Associates, Inc; Yes, Investment Related; 250F Centerville Rd, Warwick, RI 02886; Insurance Sales; POSITION Financial Services Advisor; Start Date 07/2026; Approx. 20 hours a month; Approx. 3 hours during trading; Insurance Sales and Services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard E Shelton's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 13, 2026 - Present

AE WEALTH MANAGEMENT, LLC

Office #1: 250f Centerville Rd, Warwick, RI 02886
RIA
CRD#: 282580
Warwick, RI
Past

September 22, 2025 - July 8, 2026

EDWARD JONES

RIA
CRD#: 250
BRISTOL, RI
Past

September 10, 2025 - July 8, 2026

EDWARD JONES

BD
CRD#: 250
BRISTOL, RI
Past

May 24, 2024 - August 28, 2025

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA
Registered Investment Advisory firm - (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Rhode Island
(8/13/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/2/2025
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 6/7/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/24/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/7/2024
Securities Industry Essentials Examination

Current Firm

AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319

RIA
Registered Investment Advisory firm - (2/17/2016 Approved)
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Contact information

Main Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614
Mailing Address
Phone number
(866) 363-9595
Established
Firm type
Fiscal year end
# of Employees
602

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (10/1/2025)
FORM ADV PART 2A (10/1/2025)

Regulatory assets under management

Total Number of Accounts111,059
AUM (Assets Under Management)$ 37,525,706,084

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AE WEALTH MANAGEMENT, LLC

CRD#: 282580Warwick, RI 02886

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