William O. Johnston

ISGAM US LLC

Miami, FL 33156

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CRD#: 7860146

Professional summary

William O'brien Johnston, who also goes by Bill Johnston, is a registered financial advisor currently at ISGAM US LLC located in Miami, Florida.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. William has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Johnston

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William O'brien Johnston's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 12, 2024 - Present

ISGAM US LLC

Office #1: The Marcus Centre Suite 215 9990 Sw 77 Avenue, Miami, FL 33156

RIA

CRD#: 320841

Miami, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/23/2023

Uniform Investment Adviser Law Examination

Current Firm

ISGAM US LLC

CRD#: 320841 / SEC#: 801-124992

RIA

Registered Investment Advisory firm - (3/27/2023 Terminated)

Florida

Registered Investment Advisory firm - (3/24/2023 Approved)

Louisiana

Registered Investment Advisory firm - (5/2/2023 Approved)

Texas

Registered Investment Advisory firm - (9/1/2022 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

The Marcus Centre Suite 215 9990 Sw 77 Avenue, Miami, FL 33156

Mailing Address

Phone number

(305) 779-5913

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	51
AUM (Assets Under Management)	$ 57,375,336

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William O. Johnston

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William O'brien Johnston's CRS (Customer Relationship Summary).

Certified licenses

Experience

ISGAM US LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/23/2023

Current Firm

ISGAM US LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ISGAM US LLC

TRUST BUT VERIFY

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