JB
Jagger M. Barrett
AWM FINANCIAL SERVICES
The Woodlands, TX 77380
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CRD#: 7859514
JB
Professional summary
Jagger Michael Barrett is a registered financial advisor currently at AWM FINANCIAL SERVICES INC. located in The Woodlands, Texas.
Jagger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Jagger has worked at 2 firms and has passed the Series 65 and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Jagger Michael Barrett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 8, 2026 - Present
AWM FINANCIAL SERVICES INC.
Office #1: 9595 Six Pines Drive Building 4 Suite 4230, The Woodlands, TX 77380RIA
CRD#: 144351
The Woodlands, TX
Past
December 4, 2025 - December 31, 2025
AWM FINANCIAL SERVICES INC.
RIA
CRD#: 144351
THE WOODLANDS, TX
Past
February 13, 2024 - November 20, 2025
BEACON FINANCIAL PLANNERS, INC
RIA
CRD#: 297938
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
AWM FINANCIAL SERVICES INC.
AWM FINANCIAL SERVICES INC. | SENIOR FINANCIAL PLANNING | DANIEL RYAN WHELESS | AWM FINANCIAL SERVICES INC. DBA ALLIED WEALTH MANAGEMENT
CRD#: 144351 / SEC#: 801-120940
RIA
Registered Investment Advisory firm - (4/23/2021 Approved)California
Registered Investment Advisory firm - (4/4/2019 Terminated)Louisiana
Registered Investment Advisory firm - (6/15/2021 Terminated)Ohio
Registered Investment Advisory firm - (6/7/2021 Terminated)Texas
Registered Investment Advisory firm - (6/4/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/8/2026)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
AF
AWM FINANCIAL SERVICES INC.
AWM FINANCIAL SERVICES INC. | SENIOR FINANCIAL PLANNING | DANIEL RYAN WHELESS | AWM FINANCIAL SERVICES INC. DBA ALLIED WEALTH MANAGEMENT
CRD#: 144351 / SEC#: 801-120940
RIA
Registered Investment Advisory firm - (4/23/2021 Approved)California
Registered Investment Advisory firm - (4/4/2019 Terminated)Louisiana
Registered Investment Advisory firm - (6/15/2021 Terminated)Ohio
Registered Investment Advisory firm - (6/7/2021 Terminated)Texas
Registered Investment Advisory firm - (6/4/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9595 Six Pines Drive Building 4 Suite 4230, The Woodlands, TX 77380
Mailing Address
Phone number
(281) 444-7555
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,345 |
| AUM (Assets Under Management) | $ 233,714,026 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AWM FINANCIAL SERVICES INC.
CRD#: 144351The Woodlands, TX 77380TRUST BUT VERIFY
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