Colin M. Schwerin

NORTH STAR INVESTMENT MANAGEMENT

Glen Ellyn, IL 60137

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CRD#: 7859389

Professional summary

Colin Matthew Schwerin, who also goes by Colin Schwerin, is a registered financial advisor currently at NORTH STAR INVESTMENT MANAGEMENT CORPORATION located in Glen Ellyn, Illinois.

Colin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Colin has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Colin Schwerin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CAPS Financial Group, investment-related, Glen Ellyn, Illinois, financial planning, Financial Advisor, 01/2024, 10 hrs/mo , 10 hrs/mo, offering services, which are provided through North Star.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Colin Matthew Schwerin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 22, 2024 - Present

NORTH STAR INVESTMENT MANAGEMENT CORPORATION

Office #1: 489 Taft Avenue Suite 200, Glen Ellyn, IL 60137

RIA

CRD#: 117681

Glen Ellyn, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTH STAR INVESTMENT MANAGEMENT CORPORATION

GOTTLIEB INVESTMENT MANAGEMENT CORPORATION | NORTH STAR INVESTMENT MANAGEMENT CORPORATION | NORTH STAR FINANCIAL SERVICES CORP. | KUBY GOTTLIEB INVESTMENT ADVISORS, LTD.

CRD#: 117681 / SEC#: 801-62013

RIA

Registered Investment Advisory firm - (4/28/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(2/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/3/2023

Uniform Investment Adviser Law Examination

Current Firm

NORTH STAR INVESTMENT MANAGEMENT CORPORATION

GOTTLIEB INVESTMENT MANAGEMENT CORPORATION | NORTH STAR INVESTMENT MANAGEMENT CORPORATION | NORTH STAR FINANCIAL SERVICES CORP. | KUBY GOTTLIEB INVESTMENT ADVISORS, LTD.

CRD#: 117681 / SEC#: 801-62013

RIA

Registered Investment Advisory firm - (4/28/2003 Approved)

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Contact information

Main Address

20 N. Wacker Drive Suite 1416, Chicago, IL 60606-2902

Mailing Address

Phone number

(312) 580-0900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (31 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NSIMC FORM ADV PART 2A (2025 MARCH) WRAP (3/24/2025)

BROCHURE SUPPLEMENT - MATTHEW SCHWERIN (2025 MARCH) (3/24/2025)

BROCHURE SUPPLEMENT - KUBY (2025 MARCH) (3/24/2025)

BROCHURE SUPPLEMENT - EGAN (2025 MARCH) (3/24/2025)

BROCHURE SUPPLEMENT - GOTTLIEB (2025 MARCH) (3/24/2025)

BROCHURE SUPPLEMENT - COHEN (2025 MARCH) (3/24/2025)

BROCHURE SUPPLEMENT - CAHAN (2025 MARCH) (3/24/2025)

NSIMC FORM ADV PART 2A (2025 MARCH) NON-WRAP (3/24/2025)

BROCHURE SUPPLEMENT - MAZURSKY (2025 MARCH) (3/24/2025)

NSIMC - FORM ADV PART 2B (2025 MARCH) PAPENHAGEN (3/24/2025)

NSIMC - FORM ADV PART 2B (2025 MARCH) PETRULEAS (3/24/2025)

NSIMC - FORM ADV PART 2B (2025 MARCH) COLIN SCHWERIN (3/24/2025)

BROCHURE SUPPLEMENT - DIAMOND (2025 MARCH) (3/24/2025)

Regulatory assets under management

Total Number of Accounts	2,532
AUM (Assets Under Management)	$ 2,280,660,353

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/21/2024	Cover Page	Report
08/28/2023	Cover Page	Report
09/27/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Colin M. Schwerin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Colin Matthew Schwerin's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTH STAR INVESTMENT MANAGEMENT CORPORATION

Primary Firm SEC Registration

NORTH STAR INVESTMENT MANAGEMENT CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 4/3/2023

Current Firm

NORTH STAR INVESTMENT MANAGEMENT CORPORATION

Contact information

SEC notice filing (31 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NORTH STAR INVESTMENT MANAGEMENT CORPORATION

TRUST BUT VERIFY

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