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Aubrey Philip Rhys Williams

OPEN PATH FINANCIAL
GOLETA, CA
·CRD# 7859155·3 years experience

Professional Summary

Aubrey Philip Rhys Williams is a registered financial advisor currently at OPEN PATH FINANCIAL located in Goleta, California. Aubrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Aubrey has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

3 years in the financial services industry

Current & Past Employments

OPEN PATH FINANCIAL·CRD# 329943
RIA
5661 Ekwill St. Suite 101, Goleta, CA 93117-3943
April 24, 2024 - Present

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Current Firm

OP
OPEN PATH FINANCIAL

OPEN PATH FINANCIAL

CRD#: 329943
California
Registered Investment Advisory firm - California (4/24/2024 Approved)

Contact Information

Main Address

5661 Ekwill St. Suite 101, Goleta, CA 93117-3943

Phone Number

(805) 335-1015

# of Employees

1

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of business: Open Path Education Investment-related: no Address: 5661 Ekwill St., Suite 101, Goleta, CA 93117 Nature of the other business: financial literacy education Position: Chief Executive Officer Title: Chief Executive Officer Start date: 08/01/2025 Hours/month devoted to other business: 16 Hours/month devoted to other business during securities trading hours: 8 hours per month. I live in Pacific Time Zone so trading hours are 6:30am - 1:00pm M-F. I spend approximately 10% of my time on Open Path Education, 10% x 160 hours per month = 16 hours per month, and this is spread evenly across the day, therefore because the trading day is 6:30am -1:00pm M-F I spend half of the 16 hours per month on Open Path Education or 8 hours per month. Duties: public speaking at financial independence conferences, creating video and audio recordings for financial literacy education, being interviewed on podcasts and for written media.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(4/24/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2023About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Aubrey Philip Rhys Williams's CRS (Customer Relationship Summary).

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