Aubrey P. Williams

OPEN PATH FINANCIAL

Goleta, CA 93117-3943

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CRD#: 7859155

Professional summary

Aubrey Philip Rhys Williams is a registered financial advisor currently at OPEN PATH FINANCIAL located in Goleta, California.

Aubrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Aubrey has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of business: Raytheon Technologies, Inc. Investment-related: no Address: 6380 Hollister Ave., Goleta, CA 93117 Nature of the other business: defense technology Position: Associate Director of Program Management Title: employee Start date: 2/21/2021 Hours/month devoted to other business: 160 Hours/month devoted to other business during securities trading hours: 81 hours per month. I live in Pacific Time Zone so trading hours are 6:30am - 1:00pm M-F and my work schedule at RTX is 8:30am - 5:00pm M-Th and every other Fri therefore 4.5hrs per day on M-Th and 4.5hrs per day every other Fri so (4.5 hrs/day x 4 days/wk+ 4.5 hrs/2 x 1 day/wk) x 4 wks/mo = 81 hrs/mo. Duties: manage internal research and development engineering efforts for technology associated with defense.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aubrey Philip Rhys Williams's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 24, 2024 - Present

OPEN PATH FINANCIAL

Office #1: 5661 Ekwill St. Suite 101, Goleta, CA 93117-3943

RIA

CRD#: 329943

Goleta, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/24/2024)

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Exams

State Security Law Exam

IAR

Series 65

Date: 1/27/2023

Uniform Investment Adviser Law Examination

Current Firm

OPEN PATH FINANCIAL

CRD#: 329943 / SEC#:

California

Registered Investment Advisory firm - (4/24/2024 Approved)

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Contact information

Main Address

5661 Ekwill St. Suite 101, Goleta, CA 93117-3943

Mailing Address

Phone number

(805) 335-1015

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Aubrey P. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aubrey Philip Rhys Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPEN PATH FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 1/27/2023

Current Firm

OPEN PATH FINANCIAL

Contact information

Documents

Red Flags

Company Information

OPEN PATH FINANCIAL

TRUST BUT VERIFY

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