Gary T. Saykaly
Professional summary
Gary Thomas Saykaly, who also goes by Thomas Saykaly, is a registered financial professional currently at CAROFIN, LLC located in Brevard, North Carolina.
Gary is registered as a RR (Registered Representative) and started their career in finance in 2024. Gary has worked at 2 firms and has passed the Series 63, Series 82TO, SIE, Series 3 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gary Thomas Saykaly's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 29, 2024 - Present
CAROFIN, LLC
Office #1: 100 Elks Club Rd., Brevard, NC 28712August 6, 2024 - November 7, 2024
CAROLINA FINANCIAL SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/12/2024)
(2/13/2024)
(4/11/2024)
Exams
Series 82TO
Date: 1/29/2024
Limited Representative-Private Securities OfferingsFINRA
Current Firm
CAROFIN, LLC
CRD#: 298717 / SEC#: , 8-70224
Contact information
FINRA licenses (21 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAROLINA FINANCIAL SECURITIES, LLC | MEMBER - COMMON | 41970 |
| CAROFIN HOLDINGS, INC. | MEMBER - COMMON | |
| DRAKE, PHILIP CALVIN | MEMBER - PREFERRED | |
| STAR, JOSHUA S. | MEMBER - PREFERRED | 3244678 |
| GILMORE, NICHOLAS CRAIG | CTO, COO-CFO AND FINOP | 5181593 |
| MILHAUPT, PETER STUART | MANAGER | 728310 |
| ROBERTS, BRUCE VICTOR | CCO | 1489110 |
Red Flags
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Company Information
CAROFIN, LLC
CRD#: 298717Brevard, NC 28712TRUST BUT VERIFY
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