Michael B. Shipley

KINGHORN LAW | FINANCIAL

Tucson, AZ 85718

Some features on this profile are disabled

CRD#: 7857832

Professional summary

Michael Brent Shipley, who also goes by Micheal Brent Shipley, is a registered financial advisor currently at KINGHORN LAW | FINANCIAL located in Tucson, Arizona.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Michael has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Micheal Brent Shipley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Brent Shipley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 15, 2024 - Present

KINGHORN LAW | FINANCIAL

Office #1: 3573 East Sunrise Drive Suite 209, Tucson, AZ 85718

RIA

CRD#: 306672

Tucson, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/16/2024

Uniform Investment Adviser Law Examination

Current Firm

KINGHORN LAW | FINANCIAL

CRD#: 306672 / SEC#:

Arizona

Registered Investment Advisory firm - (1/14/2020 Approved)

Texas

Registered Investment Advisory firm - (4/22/2022 Approved)

Utah

Registered Investment Advisory firm - (10/30/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3573 East Sunrise Drive Suite 209, Tucson, AZ 85718

Mailing Address

Phone number

(520) 529-4000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Chad Lawyer

LIFE STRATEGY PARTNERS

IAR

TUCSON, AZ

Edward Carpenter

UNION CAPITAL COMPANY

IAR

Lake Placid, FL

Brian Mckeighen

FBL WEALTH MANAGEMENT, LLC

IAR

West Des Moines, IA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael B. Shipley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Brent Shipley's CRS (Customer Relationship Summary).

Certified licenses

Experience

KINGHORN LAW | FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 4/16/2024

Current Firm

KINGHORN LAW | FINANCIAL

Contact information

Documents

Red Flags

Company Information

KINGHORN LAW | FINANCIAL

TRUST BUT VERIFY

Similar Advisors