Braxton J. Leicht

BETA WEALTH GROUP,

Park City, UT

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CRD#: 7857518

Professional summary

Braxton James Leicht is a registered financial advisor currently at BETA WEALTH GROUP, INC located in Park City, Utah.

Braxton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Braxton has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

U.S. Air Force Reserves Office of Special Investigations (OSI). Not investment related. OSI Detachment 221, Mountain Home AFB, Idaho. Criminal Investigations. Special Agent. 29 December 2023. Approximately 16 hours/month, with two weeks full time. 8 hours. Investigate felony-level crimes perpetrated against the Federal government and those working for it.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Braxton James Leicht's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 18, 2024 - Present

BETA WEALTH GROUP, INC

RIA

CRD#: 165224

Park City, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BETA WEALTH GROUP, INC

BETA ASSET MANAGEMENT | BETA WEALTH GROUP, INC | BETA WEALTH GROUP

CRD#: 165224 / SEC#: 801-77060

RIA

Registered Investment Advisory firm - (8/24/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/18/2024)

IAR

Utah
(1/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/3/2023

Uniform Investment Adviser Law Examination

Current Firm

BETA WEALTH GROUP, INC

BETA ASSET MANAGEMENT | BETA WEALTH GROUP, INC | BETA WEALTH GROUP

CRD#: 165224 / SEC#: 801-77060

RIA

Registered Investment Advisory firm - (8/24/2012 Approved)

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Contact information

Main Address

11421 W. Bernardo Court, San Diego, CA 92127

Mailing Address

Phone number

(858) 207-3377

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BETA WEALTH GROUP - ADV 2A MAR 2025 (3/26/2025)

BETA WEALTH GROUP - WRAP BROCHURE - ADV 2A APP 1 - MAR 2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	430
AUM (Assets Under Management)	$ 428,982,018

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Braxton J. Leicht

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Braxton James Leicht's CRS (Customer Relationship Summary).

Certified licenses

Experience

BETA WEALTH GROUP, INC

Primary Firm SEC Registration

BETA WEALTH GROUP, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/3/2023

Current Firm

BETA WEALTH GROUP, INC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BETA WEALTH GROUP, INC

TRUST BUT VERIFY

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