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AJ

Antony Juffs

SINE QUA NON CAPITAL
DELRAY BEACH, FL 33446
Some features on this profile are disabled
CRD#: 7856780
AJ

Professional summary

Antony Juffs is a registered financial professional currently at SINE QUA NON CAPITAL LLC located in Delray Beach, Florida.

Antony is registered as a RR (Registered Representative) and started their career in finance in 2024. Antony has worked at 2 firms and has passed the Series 82TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Antony Juffs's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 20, 2024 - Present

SINE QUA NON CAPITAL LLC

Office #1: 9736 Rennes Ln, Delray Beach, FL 33446
BD
CRD#: 330483
DELRAY BEACH, FL
Past

January 31, 2024 - September 27, 2024

LIQUIDITY.IO, LLC

BD
CRD#: 289499
BOCA GRANDE, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 82TO
Date: 1/26/2024
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 12/11/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

SQ
SINE QUA NON CAPITAL LLC
SINE QUA NON CAPITAL LLC

CRD#: 330483 / SEC#: , 8-71223

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
9736 Rennes Ln, Delray Beach, FL 33446
Mailing Address
9736 Rennes Ln, Delray Beach, FL 33446
Phone number
(636) 675-3746
Established
Delaware since 04/24/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BASKETT, ERINCEO4538604
BEVAUN, MARLONFINOP6259795
GOBERNA, LUIS DANIELCHIEF COMPLIANCE OFFICER7152621

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SINE QUA NON CAPITAL LLC

CRD#: 330483Delray Beach, FL 33446

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