JM
Joseph S. Morris
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CRD#: 7856368
JM
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Steven Morris, who also goes by Joe Morris, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2024. Joseph had worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
No
Aliases
Joe Morris
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)JOSEPH MORRIS CATTLE POSITION: Owner NATURE: Cattle Ranch. Cow-calf operation raising cattle for sale by private treaty and through livestock auction. INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2022 ADDRESS: 1802 E Hollybrook, Stigler OK 74462, United States DESCRIPTION: Oversee 25 head cow calf operation. Responsible for herd management and business operations. 2)MORRIS TAX AND ACCOUNTING, PLLC POSITION: Managing Member NATURE: Managing Member of Pubic Accounting Firm providing tax and accounting services. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/25/2016 ADDRESS: 605 E Main, Stigler OK 74462, United States DESCRIPTION: 1. Preparation and Review of Tax Returns.2. Compilation and bookkeeping services.3. Firm Administration. 3)MERAKI FINANCIAL ADVISORS, LLC POSITION: Managing Member NATURE: Financial Planning Firm focused on holistic financial planning to assist clients in development, implementation, and review of financial plans. INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 08/05/2021 ADDRESS: 605 E Main, Stigler OK 74462, United States DESCRIPTION: Personal Financial Specialist. Working directly with clients to develop financial plans. Oversee business operations. 4)FIRST METHODIST CHURCH STIGLER POSITION: Finance Chair NATURE: Methodist Church with weekly worship services and missional support to community. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 502 N Broadway St, Stigler OK 74462, United States DESCRIPTION: Finance Chair for Church?.Oversee finance committee. Authorized check signer. Payroll services. 5)OKLAHOMA SOCIETY OF CPA'S POSITION: Tax Committee Member NATURE: The Oklahoma Society of Certified Public Accountants (OSCPA) represents the best interests of our members, from public image to education opportunities. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2022 ADDRESS: 5201 N Shartel Ave, Oklahoma City OK 73118, United States DESCRIPTION: Committee Member of Tax Committee?.Assist in planning annual tax related continuing education program. Serve as resource to members for tax related matters. Assist in determining committee activities and provide overall guidance to the committee resource pools assigned to carry out their projects.? 6)HASKELL COUNTY ANGEL TREE ASSOCIATION POSITION: Treasurer NATURE: PROVIDING ASSISTANCE TO POOR, DISTRESSED, OR UNDERPRIVILEGED INDIVIDUALS OF HASKELL COUNTY, OKLAHOMA THROUGH GIFTS OF FOOD, CLOTHING, AND OTHER GIFTS. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2023 ADDRESS: PO Box 594, Stigler OK 74462, United States DESCRIPTION: Treasurer for non-profit?.PROVIDING ASSISTANCE TO POOR, DISTRESSED, OR UNDERPRIVILEGED INDIVIDUALS OF HASKELL COUNTY THROUGH GIFTS OF FOOD, CLOTHING, AND OTHER GIFTS.?Maintain accounting records. Provide financial reports to Board of Directors.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
January 29, 2024 - November 29, 2024
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Stigler, OK
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
Current Firm
AA
AVANTAX ADVISORY SERVICES
1ST GLOBAL ADVISORY SERVICES | HD VEST ADVISORY SERVICES | H.D. VEST ADVISORY SERVICES, INC | AVANTAX WEALTH MANAGEMENT | AVANTAX ADVISORY SERVICES, INC. | AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
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Contact information
Main Address
3200 Olympus Blvd Suite 100, Dallas, TX 75019
Mailing Address
Phone number
(972) 870-6000
Established
Firm type
Fiscal year end
# of Employees
2,278
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
