Chase M. Bennett

ROOT FINANCIAL PARTNERS

Columbus, OH

Some features on this profile are disabled

CRD#: 7855343

Professional summary

Chase Morgan Bennett, who also goes by Chase Bennett, is a registered financial advisor currently at ROOT FINANCIAL PARTNERS located in Columbus, Ohio.

Chase is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Chase has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Chase Bennett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1 - 06/2025 - WPCU Retirement Solutions - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 160 Hours During Trading - At reported business location(s).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chase Morgan Bennett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 23, 2026 - Present

ROOT FINANCIAL PARTNERS

RIA

CRD#: 290289

Columbus, OH

Past

August 22, 2025 - September 2, 2026

PEAK RETIREMENT PLANNING, INC.

RIA

CRD#: 317592

COLUMBUS, OH

Past

May 15, 2025 - August 4, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

BEAVERCREEK, OH

Past

May 15, 2025 - August 4, 2025

LPL FINANCIAL LLC

CRD#: 6413

BEAVERCREEK, OH

Past

August 6, 2024 - May 15, 2025

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

Beavercreek, OH

Past

June 15, 2024 - May 15, 2025

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

Beavercreek, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROOT FINANCIAL PARTNERS

ROOT | ROOT FINANCIAL PARTNERS, LLC | ROOT FINANCIAL PARTNERS

CRD#: 290289 / SEC#: 801-125945

RIA

Registered Investment Advisory firm - (7/8/2022 Approved)

California

Registered Investment Advisory firm - (8/11/2022 Terminated)

Texas

Registered Investment Advisory firm - (7/12/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(9/23/2026)

IAR

Texas
(9/23/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 66

Status Unavailable

Passed: 8/5/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Status Unavailable

Passed: 6/14/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 12/27/2023

Securities Industry Essentials Examination

Current Firm

ROOT FINANCIAL PARTNERS

ROOT | ROOT FINANCIAL PARTNERS, LLC | ROOT FINANCIAL PARTNERS

CRD#: 290289 / SEC#: 801-125945

RIA

Registered Investment Advisory firm - (7/8/2022 Approved)

California

Registered Investment Advisory firm - (8/11/2022 Terminated)

Texas

Registered Investment Advisory firm - (7/12/2022 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

801 Barton Springs Rd, Austin, TX 78704

Mailing Address

1106 2nd Street Suite 102, Encinitas, CA 92024

Phone number

(760) 452-0720

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (47 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (8/28/2026)

Regulatory assets under management

Total Number of Accounts	4,110
AUM (Assets Under Management)	$ 2,147,774,389

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

HELENA, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

ESTERO, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Chase M. Bennett

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chase Morgan Bennett's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEAK RETIREMENT PLANNING, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

Primary Firm SEC Registration

ROOT FINANCIAL PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Passed: 8/5/2024

Series 7TO

Passed: 6/14/2024

SIE

Passed: 12/27/2023

Current Firm

ROOT FINANCIAL PARTNERS

Contact information

SEC notice filing (47 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROOT FINANCIAL PARTNERS

TRUST BUT VERIFY

Similar Advisors