Chase M. Bennett

PEAK RETIREMENT PLANNING

Columbus, OH 43214

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CRD#: 7855343

Professional summary

Chase Morgan Bennett, who also goes by Chase Bennett, is a registered financial advisor currently at PEAK RETIREMENT PLANNING, INC. located in Columbus, Ohio.

Chase is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Chase has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chase Bennett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1 - 06/2025 - WPCU Retirement Solutions - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 160 Hours During Trading - At reported business location(s).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chase Morgan Bennett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 22, 2025 - Present

PEAK RETIREMENT PLANNING, INC.

Office #1: 3600 Olentangy River Road Building 501, Columbus, OH 43214

RIA

CRD#: 317592

Columbus, OH

Past

May 15, 2025 - August 4, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

BEAVERCREEK, OH

Past

May 15, 2025 - August 4, 2025

LPL FINANCIAL LLC

CRD#: 6413

BEAVERCREEK, OH

Past

August 6, 2024 - May 15, 2025

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

Beavercreek, OH

Past

June 15, 2024 - May 15, 2025

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

Beavercreek, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PEAK RETIREMENT PLANNING, INC.

JOE SCHMITZ FINANCIAL PLANNING | PEAK RETIREMENT PLANNING, INC. | PEAK RETIREMENT PLANNING | PEAK FINANCIAL PLANNING | JOSEPH F. SCHMITZ JR., INC.

CRD#: 317592 / SEC#: 801-130337

RIA

Registered Investment Advisory firm - (5/21/2024 Approved)

Louisiana

Registered Investment Advisory firm - (5/28/2024 Terminated)

Ohio

Registered Investment Advisory firm - (5/28/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(8/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/5/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/14/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/27/2023

Securities Industry Essentials Examination

Current Firm

PEAK RETIREMENT PLANNING, INC.

JOE SCHMITZ FINANCIAL PLANNING | PEAK RETIREMENT PLANNING, INC. | PEAK RETIREMENT PLANNING | PEAK FINANCIAL PLANNING | JOSEPH F. SCHMITZ JR., INC.

CRD#: 317592 / SEC#: 801-130337

RIA

Registered Investment Advisory firm - (5/21/2024 Approved)

Louisiana

Registered Investment Advisory firm - (5/28/2024 Terminated)

Ohio

Registered Investment Advisory firm - (5/28/2024 Terminated)

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Contact information

Main Address

3600 Olentangy River Road Building 501, Columbus, OH 43214

Mailing Address

Phone number

(614) 500-4121

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PEAK ADV PART 2A (8/18/2025)

Regulatory assets under management

Total Number of Accounts	2,940
AUM (Assets Under Management)	$ 416,358,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Chase M. Bennett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chase Morgan Bennett's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

Primary Firm SEC Registration

PEAK RETIREMENT PLANNING, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/5/2024

Series 7TO

Date: 6/14/2024

SIE

Date: 12/27/2023

Current Firm

PEAK RETIREMENT PLANNING, INC.

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PEAK RETIREMENT PLANNING, INC.

TRUST BUT VERIFY

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