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TJ

Tristin Johnson

POPLAR BLUFF, MO
·CRD# 7855107·2 years experience

Professional Summary

Tristin Johnson was a registered financial advisor. Tristin was registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Tristin had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

2 years in the financial services industry

Current & Past Employments

Unknown Firm·
Poplar Bluff, MO
September 2, 2026 - Present
LPL ENTERPRISE, LLC·CRD# 8733
RIA
Perryville, MO
November 14, 2024 - June 11, 2026
LPL ENTERPRISE, LLC·CRD# 8733
BD
Perryville, MO
November 14, 2024 - June 11, 2026
PRUCO SECURITIES, LLC.·CRD# 5685
RIA
St. Louis, MO
March 5, 2024 - November 14, 2024
PRUCO SECURITIES, LLC.·CRD# 5685
BD
St. Louis, MO
February 12, 2024 - November 14, 2024

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Current Firm

No current employment

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Missouri
(9/2/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2024About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Feb 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2024About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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TJ
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