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TJ

Tristin Johnson

POPLAR BLUFF, MO
Some features on this profile are disabled
CRD#: 7855107
TJ
Tristin Johnson

Professional summary

Tristin Johnson was a registered financial advisor .

Tristin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Tristin had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 2, 2026 - Present

POPLAR BLUFF, MO
Past

November 14, 2024 - June 11, 2026

LPL ENTERPRISE, LLC

RIA
CRD#: 8733
PERRYVILLE, MO
Past

November 14, 2024 - June 11, 2026

LPL ENTERPRISE, LLC

BD
CRD#: 8733
PERRYVILLE, MO
Past

March 5, 2024 - November 14, 2024

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
St. Louis, MO
Past

February 12, 2024 - November 14, 2024

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
St. Louis, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Missouri
(9/2/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/5/2024
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/12/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/7/2024
Securities Industry Essentials Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

No current employment

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