Mariana Martinez Cabral Torres

FINAMEX ASSET MANAGEMENT

Zapopan,

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CRD#: 7854687

Professional summary

Mariana Martinez Cabral Torres is a registered financial advisor currently at FINAMEX ASSET MANAGEMENT, LLC and FINAMEX INTERNATIONAL, LLC located in Houston, Texas.

Mariana is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Mariana has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mariana Martinez Cabral Torres's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 11, 2026 - Present

FINAMEX ASSET MANAGEMENT, LLC

RIA

CRD#: 304260

Zapopan,

Current

December 5, 2025 - Present

FINAMEX INTERNATIONAL, LLC

Office #1: 2700 Post Oak Blvd. 22nd Floor, Suite 22-122, Houston, TX 77056

CRD#: 301726

Houston, TX

Past

December 5, 2025 - January 5, 2026

FINAMEX ASSET MANAGEMENT, LLC

RIA

CRD#: 304260

ZAPOPAN,

Past

February 2, 2024 - August 29, 2024

FINAMEX INTERNATIONAL, LLC

CRD#: 301726

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINAMEX ASSET MANAGEMENT, LLC

CRD#: 304260 / SEC#: 801-135018

RIA

Registered Investment Advisory firm - (12/19/2025 Approved)

Texas

Registered Investment Advisory firm - (1/5/2026 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(12/5/2025)

IAR

Texas
(1/11/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/29/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/2/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/14/2023

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

FINAMEX ASSET MANAGEMENT, LLC

CRD#: 304260 / SEC#: 801-135018

RIA

Registered Investment Advisory firm - (12/19/2025 Approved)

Texas

Registered Investment Advisory firm - (1/5/2026 Terminated)

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Contact information

Main Address

2700 Post Oak Blvd. 22nd Floor; Suite 22-122, Houston, TX 77056

Mailing Address

Phone number

(713) 589-7121

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FINAMEX ASSET MANAGEMENT - FORM ADV PART 2A - MARCH 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	170
AUM (Assets Under Management)	$ 103,962,742

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mariana Martinez Cabral Torres

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mariana Martinez Cabral Torres's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINAMEX ASSET MANAGEMENT, LLC

FINAMEX INTERNATIONAL, LLC

FINAMEX ASSET MANAGEMENT, LLC

FINAMEX INTERNATIONAL, LLC

Primary Firm SEC Registration

FINAMEX ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/29/2024

Series 7TO

Date: 2/2/2024

SIE

Date: 9/14/2023

FINRA

Current Firm

FINAMEX ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINAMEX ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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