DC
David Case
PLANFUL FINANCE LLC
Lake Oswego, OR 97034
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CRD#: 7854515
DC
Professional summary
David Case is a registered financial advisor currently at PLANFUL FINANCE LLC located in Lake Oswego, Oregon.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. David has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view David Case's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 22, 2024 - Present
PLANFUL FINANCE LLC
Office #1: 525 3rd Street Suite 200, Lake Oswego, OR 97034RIA
CRD#: 322439
Lake Oswego, OR
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(6/24/2024)
IAR
Oregon(2/22/2024)
Current Firm
PF
PLANFUL FINANCE LLC
PLANFUL FINANCE LLC
CRD#: 322439 / SEC#:
California
Registered Investment Advisory firm - (1/1/2024 Approved)New York
Registered Investment Advisory firm - (6/24/2024 Approved)Oregon
Registered Investment Advisory firm - (10/19/2022 Approved)Texas
Registered Investment Advisory firm - (9/15/2022 Conditional Restricted)Washington
Registered Investment Advisory firm - (7/12/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
525 3rd Street Suite 200, Lake Oswego, OR 97034
Mailing Address
Phone number
(503) 395-5005
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 334 |
| AUM (Assets Under Management) | $ 42,361,432 |
Red Flags
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