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Alena Ingvarsdottir

SHAREGAIN SECURITIES
London,
·CRD# 7854007·2 years experience

Professional Summary

Alena Ingvarsdottir is a registered financial advisor currently at SHAREGAIN SECURITIES INC.. Alena is registered as a RR (Registered Representative) and started their career in finance in 2024. Alena has worked at 1 firm and has passed the Series 14 exam.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

2 years in the financial services industry

Current & Past Employments

SHAREGAIN SECURITIES INC.·CRD# 318555
BD
77 Leadenhall Street, London, EC3A 3DE
April 10, 2024 - Present

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Current Firm

SS
SHAREGAIN SECURITIES INC.

SHAREGAIN SECURITIES INC | SHAREGAIN SECURITIES INC.

CRD#: 318555 / SEC#: 8-70867
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

60 Broad Street Suite 2511, New York, NY 10004

Mailing Address

60 Broad Street Suite 2511, New York, NY 10004

Phone Number

(917) 602-8147

Established

Delaware since 11/01/2021

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (7 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SHAREGAIN (US) INC.SOLE SHAREHOLDER—
ASIMOVIC, REISAGENERAL MANAGER7785368
GEORGE, THOMAS KEITHFINOP/POO/PFO5378303
INGVARSDOTTIR, ALENACHIEF COMPLIANCE OFFICER7854007

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 14 — Compliance Officer Examination

Passed Mar 2024About the Series 14 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Alena Ingvarsdottir's CRS (Customer Relationship Summary).

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