Cody Shoop

SULZBERGER CAPITAL ADVISORS

MIAMI, FL 33137

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CRD#: 7853781

Professional summary

Cody Shoop is a registered financial advisor currently at SULZBERGER CAPITAL ADVISORS, INC. located in Miami, Florida.

Cody is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Cody has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cody Shoop's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 7, 2024 - Present

SULZBERGER CAPITAL ADVISORS, INC.

Office #1: 4500 Biscayne Boulevard Suite 205, Miami, FL 33137

RIA

CRD#: 174673

MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/5/2024

Uniform Investment Adviser Law Examination

Current Firm

SULZBERGER CAPITAL ADVISORS, INC.

CRD#: 174673 / SEC#:

Florida

Registered Investment Advisory firm - (5/5/2015 Approved)

Maryland

Registered Investment Advisory firm - (1/30/2025 Terminated)

Texas

Registered Investment Advisory firm - (8/26/2022 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4500 Biscayne Boulevard Suite 205, Miami, FL 33137

Mailing Address

Phone number

(305) 573-4900

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	260
AUM (Assets Under Management)	$ 117,053,746

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Cody Shoop

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cody Shoop's CRS (Customer Relationship Summary).

Certified licenses

Experience

SULZBERGER CAPITAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/5/2024

Current Firm

SULZBERGER CAPITAL ADVISORS, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SULZBERGER CAPITAL ADVISORS, INC.

TRUST BUT VERIFY

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