MP
Meredith G. Phippen
WILLIAMS FINANCIAL
NORTH BENNINGTON, VT 05257
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CRD#: 7853740
MP
Professional summary
Meredith Grace Phippen, who also goes by Meredith Youngmann Phippen, Meredith Grace Youngmann, is a registered financial advisor currently at WILLIAMS FINANCIAL, LLC located in North Bennington, Vermont.
Meredith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Meredith has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Meredith Youngmann Phippen | Meredith Grace Youngmann
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Meredith Grace Phippen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 27, 2024 - Present
WILLIAMS FINANCIAL, LLC
Office #1: 12 Main Street, North Bennington, VT 05257RIA
CRD#: 137038
NORTH BENNINGTON, VT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WILLIAMS FINANCIAL, LLC
WILLIAMS FINANCIAL MANAGEMENT, LLC | WILLIAMS FINANCIAL, LLC
CRD#: 137038 / SEC#: 801-118678
RIA
Registered Investment Advisory firm - (5/8/2020 Approved)Massachusetts
Registered Investment Advisory firm - (7/21/2020 Terminated)New Hampshire
Registered Investment Advisory firm - (12/31/2019 Terminated)New York
Registered Investment Advisory firm - (7/21/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/19/2019 Terminated)South Carolina
Registered Investment Advisory firm - (12/18/2019 Terminated)Texas
Registered Investment Advisory firm - (7/21/2020 Terminated)Vermont
Registered Investment Advisory firm - (7/21/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Vermont(2/27/2024)
Current Firm
WILLIAMS FINANCIAL, LLC
WILLIAMS FINANCIAL MANAGEMENT, LLC | WILLIAMS FINANCIAL, LLC
CRD#: 137038 / SEC#: 801-118678
RIA
Registered Investment Advisory firm - (5/8/2020 Approved)Massachusetts
Registered Investment Advisory firm - (7/21/2020 Terminated)New Hampshire
Registered Investment Advisory firm - (12/31/2019 Terminated)New York
Registered Investment Advisory firm - (7/21/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/19/2019 Terminated)South Carolina
Registered Investment Advisory firm - (12/18/2019 Terminated)Texas
Registered Investment Advisory firm - (7/21/2020 Terminated)Vermont
Registered Investment Advisory firm - (7/21/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
12 Main Street, North Bennington, VT 05257
Mailing Address
P.o. Box 24, North Bennington, VT 05257
Phone number
(866) 986-4469
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 803 |
| AUM (Assets Under Management) | $ 191,095,167 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
