Sivakumar Sitaraman

TRILLIUM SQUARE ADVISORS LLC

Rolesville, NC

Some features on this profile are disabled

CRD#: 7853018

Professional summary

Sivakumar Sitaraman is a registered financial advisor currently at TRILLIUM SQUARE ADVISORS LLC located in Rolesville, North Carolina.

Sivakumar is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Sivakumar has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sivakumar Sitaraman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 8, 2025 - Present

TRILLIUM SQUARE ADVISORS LLC

RIA

CRD#: 296487

Rolesville, NC

Past

January 30, 2024 - March 22, 2024

PRUCO SECURITIES, LLC.

CRD#: 5685

HOUSTON, TX

Past

January 22, 2024 - March 22, 2024

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/8/2025)

IAR

North Carolina
(9/8/2025)

IAR

Texas
(9/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/22/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 11/17/2023

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/29/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/12/2023

Securities Industry Essentials Examination

Current Firm

TRILLIUM SQUARE ADVISORS LLC

CRD#: 296487 / SEC#:

California

Registered Investment Advisory firm - (3/23/2021 Approved)

North Carolina

Registered Investment Advisory firm - (9/13/2018 Approved)

Texas

Registered Investment Advisory firm - (9/14/2021 Conditional Restricted)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Rolesville, NC

Mailing Address

Phone number

(919) 825-1818

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	54
AUM (Assets Under Management)	$ 27,169,262

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Sivakumar Sitaraman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sivakumar Sitaraman's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRILLIUM SQUARE ADVISORS LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/22/2023

Series 65

Date: 11/17/2023

Series 7TO

Date: 1/29/2024

SIE

Date: 9/12/2023

Current Firm

TRILLIUM SQUARE ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TRILLIUM SQUARE ADVISORS LLC

TRUST BUT VERIFY

Similar Advisors