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Stephen M. Egnatchik
KELSEY FINANCIAL
Westlake Village, CA 91361
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CRD#: 7852978
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Professional summary
Stephen Michael Egnatchik, who also goes by Stephen Micheal Egnatchik, is a registered financial advisor currently at KELSEY FINANCIAL, LLC located in Westlake Village, California.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Stephen has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stephen Micheal Egnatchik
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Individual California Real Estate Agent License, Not Investment Related, Not actively perusing, No solicitation of clients for real estate purposes, Activates consumer less than 10% of time and income. Owner, exploratory process of a private hedge fund - Westlake Sentinel Fund / Westlake Sentinel Management - (if launches) Private Securities Transactions & Registered Investment Advisor. Currently, no solicitation to the general public, no registration and no intended solicitation of the firm's retail clients.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Michael Egnatchik's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 5, 2024 - Present
KELSEY FINANCIAL, LLC
Office #1: 32123 Lindero Canyon Road, Westlake Village, CA 91361RIA
CRD#: 314950
Westlake Village, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KELSEY FINANCIAL, LLC
KELSEY FINANCIAL, LLC
CRD#: 314950 / SEC#: 801-129004
RIA
Registered Investment Advisory firm - (1/30/2024 Approved)California
Registered Investment Advisory firm - (6/25/2021 Approved)Nevada
Registered Investment Advisory firm - (3/28/2023 Approved)Oregon
Registered Investment Advisory firm - (1/28/2022 Approved)Texas
Registered Investment Advisory firm - (9/9/2021 Conditional Restricted)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/5/2024)
Current Firm
KF
KELSEY FINANCIAL, LLC
KELSEY FINANCIAL, LLC
CRD#: 314950 / SEC#: 801-129004
RIA
Registered Investment Advisory firm - (1/30/2024 Approved)California
Registered Investment Advisory firm - (6/25/2021 Approved)Nevada
Registered Investment Advisory firm - (3/28/2023 Approved)Oregon
Registered Investment Advisory firm - (1/28/2022 Approved)Texas
Registered Investment Advisory firm - (9/9/2021 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
485 E. High Street, Moorpark, CA 93021
Mailing Address
Phone number
(833) 453-5739
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 263 |
| AUM (Assets Under Management) | $ 149,798,910 |
Red Flags
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Company Information
KELSEY FINANCIAL, LLC
CRD#: 314950Westlake Village, CA 91361TRUST BUT VERIFY
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