SG
Scott A. Gottlich
TEXAKOMA FINANCIAL
Plano, TX 75024-6654
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CRD#: 7852960
SG
Professional summary
Scott Aaron Gottlich is a registered financial professional currently at TEXAKOMA FINANCIAL, INC. located in Plano, Texas.
Scott is registered as a RR (Registered Representative) and started their career in finance in 2024. Scott has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: WG RESTAURANT GROUP LLC (OPENBOX INNOVATIONS); INVESTMENT RELATED: NO; ADDRESS: DALLAS, TX 75243; NATURE OF BUSINESS: RESTAURANT CONSULTING; START DATE: 06/2008; POSITION/TITLE/RELATIONSHIP: CHEF/OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: RESTAURANT CONSULTING; 2. NAME OF OTHER BUSINESS: ST. MARK'S SCHOOL OF TEXAS INVESTMENT RELATED: NO; ADDRESS: DALLAS, TX 75230; NATURE OF BUSINESS: WRESTLING COACH; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: WRESTLING COACH; APX NUMBER OF HOURS PER WEEK: 18; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: SEASON COACH FOR MIDDLE SCHOOL AND VARSITY; 3. NAME OF OTHER BUSINESS: FFEC WEALTH ADVISORS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: WEALTH ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: WEALTH ADVISOR; 4. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 9/2024; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS;
CRS (Client Relationship Summary) - BD
Click below to view Scott Aaron Gottlich's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 19, 2025 - Present
TEXAKOMA FINANCIAL, INC.
Office #1: 5601 Granite Parkway, Suite 800, Plano, TX 75024-6654Office #2: 5601 Granite Parkway Suite 800, Plano, TX 75024BD
CRD#: 16910
Plano, TX
Past
July 9, 2024 - February 18, 2025
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
DALLAS, TX
Past
June 18, 2024 - February 18, 2025
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
DALLAS, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/3/2025)
RR
California(4/9/2025)
RR
Colorado(5/14/2025)
RR
Connecticut(3/3/2025)
RR
Florida(4/9/2025)
RR
Illinois(3/3/2025)
RR
Kansas(5/14/2025)
RR
Nevada(3/3/2025)
RR
Oklahoma(5/14/2025)
RR
Texas(2/19/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/18/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TEXAKOMA FINANCIAL, INC.
TEXAKOMA FINANCIAL, INC.
CRD#: 16910 / SEC#: , 8-34706
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
5601 Granite Parkway Suite 800, Plano, TX 75024
Mailing Address
5601 Granite Parkway Suite 800, Plano, TX 75024
Phone number
(972) 701-9106
Established
Texas since 03/06/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (20 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KENNEDY, DEAN RICHARD | OWNER/PRINCIPAL | 1268230 |
| BOYD, ROBYN LAUREL | PRINCIPAL FINANCIAL OFFICER | 7570200 |
| KEAVENY, JAMIE MICHAEL | EXECUTIVE VICE PRESIDENT/DIRECTOR/TREASURER | 7137725 |
| LATORRE, STEPHEN JOHN | PRESIDENT/DIRECTOR/SECRETARY | 3009003 |
| MOORE, ASHLEE ELIZABETH | PRINCIPAL OPERATIONS OFFICER | 7907461 |
| MOORE, ASHLEE ELIZABETH | CCO | 7907461 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TEXAKOMA FINANCIAL, INC.
CRD#: 16910Plano, TX 75024-6654TRUST BUT VERIFY
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