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Kathryn Bennett

FOREST CAPITAL MANAGEMENT
Chicago, IL 60654
Some features on this profile are disabled
CRD#: 7852548
KB

Professional summary

Kathryn Bennett is a registered financial advisor currently at FOREST CAPITAL MANAGEMENT, LLC located in Chicago, Illinois.

Kathryn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Kathryn has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn Bennett's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 20, 2024 - Present

FOREST CAPITAL MANAGEMENT, LLC

Office #1: 448 N. Lasalle 9th Floor, Chicago, IL 60654
RIA
CRD#: 171659
Chicago, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FOREST CAPITAL MANAGEMENT, LLC
FOREST CAPITAL MANAGEMENT, LLC

CRD#: 171659 / SEC#: 801-79809

RIA
Registered Investment Advisory firm - (5/27/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(9/20/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/20/2024
Uniform Investment Adviser Law Examination

Current Firm

FC
FOREST CAPITAL MANAGEMENT, LLC
FOREST CAPITAL MANAGEMENT, LLC

CRD#: 171659 / SEC#: 801-79809

RIA
Registered Investment Advisory firm - (5/27/2014 Approved)
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Contact information

Main Address
1048 Goodlette Frank Rd. Suite 202, Naples, FL 34102
Mailing Address
448 N Lasalle Drive 9th Floor, Chicago, IL 60654
Phone number
(312) 809-6010
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2B - 12.31.2024 (2/7/2025)
ADV PART 2A - 12.31.2024 (2/7/2025)

Regulatory assets under management

Total Number of Accounts109
AUM (Assets Under Management)$ 2,922,112,475

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FOREST CAPITAL MANAGEMENT, LLC

CRD#: 171659Chicago, IL 60654

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