Shireen Durfy
Professional summary
Shireen Durfy is a registered financial professional currently at TD SECURITIES (USA) LLC .
Shireen is registered as a RR (Registered Representative) and started their career in finance in 2024. Shireen has worked at 2 firms and has passed the Series 16 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shireen Durfy's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 27, 2024 - Present
TD SECURITIES (USA) LLC
Office #1: 66 Wellington Street, Toronto, Ontario, M5K1A2March 28, 2024 - December 19, 2024
COWEN AND COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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Company Information
TD SECURITIES (USA) LLC
CRD#: 18476Toronto, Ontario, M5K1A2TRUST BUT VERIFY
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