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HH

Hung Yen Hsu

MAVEN GLOBAL MARKETS TRADING LLP
London, EC2M 3TQ
Some features on this profile are disabled
CRD#: 7848252
HH

Professional summary

Hung Yen Hsu, who also goes by VIncent Hung Yen Hsu, is a registered financial professional currently at MAVEN GLOBAL MARKETS TRADING LLP .

Hung Yen is registered as a RR (Registered Representative) and started their career in finance in 2024. Hung Yen has worked at 1 firm and has passed the Series 57TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Vincent Hung Yen Hsu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Hung Yen Hsu's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 15, 2024 - Present

MAVEN GLOBAL MARKETS TRADING LLP

Office #1: 155 Bishopgate Level 7, London, EC2M 3TQ
BD
CRD#: 317195
London,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 57TO
Date: 1/26/2024
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 12/21/2023
Securities Industry Essentials Examination
SRO Registrations
RR
Cboe Exchange, Inc.

Current Firm

MG
MAVEN GLOBAL MARKETS TRADING LLP
MAVEN GLOBAL MARKETS TRADING LLP

CRD#: 317195 / SEC#: , 8-70825

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
444 W Lake St Ste. 4650, Chicago, IL 60606
Mailing Address
444 W Lake St Ste. 4650, Chicago, IL 60606
Phone number
+1 (312) 216-0272
Established
Firm type
Partnership
Fiscal year end
June
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MAVEN GLOBAL MARKETS LLPLP
COSENTINO, JAMES ROBERTPRINCIPAL AND CHIEF EXECUTIVE OFFICER7659045
KOEDJIKOV, IVANCHIEF COMPLIANCE OFFICER7450415
MAVEN GLOBAL MARKETS TRADING GP LTD.GP
SLOAN NOWAK, JACQUELINE LEEFINOP. POO, PFO2717305

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MAVEN GLOBAL MARKETS TRADING LLP

CRD#: 317195London, EC2M 3TQ

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