JK
Jake M. Kisch
HGP SECURITIES
Houston, TX 77019
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CRD#: 7848233
JK
Professional summary
Jake Mathew Kisch is a registered financial professional currently at HGP SECURITIES, LLC located in Houston, Texas.
Jake is registered as a RR (Registered Representative) and started their career in finance in 2024. Jake has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jake Mathew Kisch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 19, 2024 - Present
HGP SECURITIES, LLC
Office #1: 2001 Kirby Drive Suite 814, Houston, TX 77019BD
CRD#: 148868
Houston, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(7/19/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 5/10/2024
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HS
HGP SECURITIES, LLC
HEALTHCARE GROWTH PARTNERS, LLC | HGP SECURITIES, LLC
CRD#: 148868 / SEC#: , 8-68080
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2001 Kirby Drive Suite 814, Houston, TX 77019
Mailing Address
2001 Kirby Drive Suite 814, Houston, TX 77019
Phone number
(312) 445-8750
Established
Delaware since 04/09/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (1 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
