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Benjamin Matthew Coppock

CARY STREET PARTNERS
San Antonio, TX
·CRD# 7848121·2 years experience

Professional Summary

Benjamin Matthew Coppock is a registered financial advisor currently at CARY STREET PARTNERS located in San Antonio, Texas and . Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Benjamin has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

2 years in the financial services industry

Current & Past Employments

CARY STREET PARTNERS·CRD# 128545
RIA
13750 San Pedro Avenue Ste 940, San Antonio, TX 78232
September 27, 2024 - Present
CARY STREET PARTNERS·CRD# 128089
BD
13750 San Pedro Ave Suite 940, San Antonio, TX 78232
September 27, 2024 - Present
EQUITABLE ADVISORS, LLC·CRD# 6627
RIA
Austin, TX
April 15, 2024 - September 3, 2024
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
Austin, TX
January 11, 2024 - September 3, 2024

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Current Firm

CS
CARY STREET PARTNERS

CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC

CRD#: 128545 / SEC#: 801-64239
RIA
Registered Investment Advisory firm - SEC (8/12/2005 Approved)
Virginia
Registered Investment Advisory firm - Virginia (3/2/2007 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

901 East Byrd Street Suite 1001, Richmond, VA 23219

Phone Number

(804) 340-8100

# of Employees

182

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CSPIA FORM ADV PART 2A FIRM BROCHURE DATED 03/30/2026 (3/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

16,731

AUM (Assets Under Management)

$10,252,264,301

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
07/10/2026Cover PageReport
11/24/2025Cover PageReport
10/22/2024Cover PageReport
07/25/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Other Business Name: Junior Achievement of Central Texas Address:PO Box 684571, Austin, TX 78768 Investment-Related?No Nature of the Other Business:Foundation/Charitable Institution Postion at Other Business:Volunteer Title at Other Business:Volunteer Relationship with Other BusinessNo Start Date of your Relationship:11/4/2024 Will be providing Investment Advice as part of Role?:No Will be involved in the handling of the entity's funds, securities, investments, or like?:No Approximate Hours/Month devoted to other business:6 Number of Hours devoted to other business during securities trading hours:3 Will you be compensated for the OBA?:No Description of duties related to other Business:Volunteering to teach general financial literacy concepts to Middle and High School kids in the Austin, TX area. After taking a training course administered by the organization, would be assigned a school district and timeslot where I would teach specific concepts once per week. To my understanding, they would assign the specific concepts and provide materials as needed, and I would not be representing Cary Street Partners or using our firm's materials in any way.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CARY STREET PARTNERS

CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC

CRD#: 128545 / SEC#: 801-64239
RIA
Registered Investment Advisory firm - SEC (8/12/2005 Approved)
Virginia
Registered Investment Advisory firm - Virginia (3/2/2007 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Texas
(9/27/2024)
IAR
Texas
(9/27/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2024About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Jan 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Dec 2023About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Matthew Coppock's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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