BC
Benjamin M. Coppock
CARY STREET PARTNERS
San Antonio, TX 78232
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CRD#: 7848121
BC
Professional summary
Benjamin Matthew Coppock is a registered financial advisor currently at CARY STREET PARTNERS located in San Antonio, Texas and CARY STREET PARTNERS located in San Antonio, Texas.
Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Benjamin has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Other Business Name: Junior Achievement of Central Texas Address:PO Box 684571, Austin, TX 78768 Investment-Related?No Nature of the Other Business:Foundation/Charitable Institution Postion at Other Business:Volunteer Title at Other Business:Volunteer Relationship with Other BusinessNo Start Date of your Relationship:11/4/2024 Will be providing Investment Advice as part of Role?:No Will be involved in the handling of the entity's funds, securities, investments, or like?:No Approximate Hours/Month devoted to other business:6 Number of Hours devoted to other business during securities trading hours:3 Will you be compensated for the OBA?:No Description of duties related to other Business:Volunteering to teach general financial literacy concepts to Middle and High School kids in the Austin, TX area. After taking a training course administered by the organization, would be assigned a school district and timeslot where I would teach specific concepts once per week. To my understanding, they would assign the specific concepts and provide materials as needed, and I would not be representing Cary Street Partners or using our firm's materials in any way.
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Matthew Coppock's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 27, 2024 - Present
CARY STREET PARTNERS
Office #1: 13750 San Pedro Avenue Ste 940, San Antonio, TX 78232RIA
CRD#: 128545
San Antonio, TX
Current
September 27, 2024 - Present
CARY STREET PARTNERS
Office #1: 13750 San Pedro Ave Suite 940, San Antonio, TX 78232BD
CRD#: 128089
San Antonio, TX
Past
April 15, 2024 - September 3, 2024
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
AUSTIN, TX
Past
January 11, 2024 - September 3, 2024
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
AUSTIN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CARY STREET PARTNERS
CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC
CRD#: 128545 / SEC#: 801-64239
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)Virginia
Registered Investment Advisory firm - (3/2/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/27/2024)
RR
Texas(9/27/2024)
IAR
Texas(9/27/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/11/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CARY STREET PARTNERS
CARY STREET PARTNERS | WAYPOINT ADVISORS | VIKING WEALTH ADVISERS | CARY STREET PARTNERS INVESTMENT ADVISORY, LLC | CARY STREET PARTNERS INVESTMENT ADVISORY LLC
CRD#: 128545 / SEC#: 801-64239
RIA
Registered Investment Advisory firm - (8/12/2005 Approved)Virginia
Registered Investment Advisory firm - (3/2/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
901 East Byrd Street Suite 1001, Richmond, VA 23219
Mailing Address
Phone number
(804) 340-8100
Established
Firm type
Fiscal year end
# of Employees
166
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,853 |
| AUM (Assets Under Management) | $ 8,263,891,736 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2024 | ||
| 07/25/2023 | ||
| 01/27/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
