CM
Charles J. Mussallem
BIRCHBROOK
Bangor, ME 04401
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CRD#: 7847203
CM
Professional summary
Charles James Mussallem, who also goes by Charles J Mussallem, is a registered financial advisor currently at BIRCHBROOK located in Bangor, Maine.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Charles has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Charles J Mussallem
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mussallem Galleries. Not Investment Related. Address: 5801 Philips Hwy Jacksonville, FL Nature of business: Art Gallery Position: Art Picker Start Date: 11/2023 Approximate number of hours devoted to the other business: 20 hours during some week nights and during weekends Number of hours devoted during securities trading hours: 0 Duties: I search online for paintings and rugs to purchase for the gallery
CRS (Client Relationship Summary) - RIA
Click below to view Charles James Mussallem's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2024 - Present
BIRCHBROOK
Office #1: 82 Columbia St, Bangor, ME 04401RIA
CRD#: 105164
Bangor, ME
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BIRCHBROOK
BIRCHBROOK | DEIGHAN WEALTH ADVISORS | DEIGHAN ASSOCIATES INC
CRD#: 105164 / SEC#: 801-36582
RIA
Registered Investment Advisory firm - (5/11/1990 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maine(1/18/2024)
IAR
Massachusetts(1/9/2024)
IAR
New York(1/2/2024)
IAR
Texas(1/2/2024)
Exams
Current Firm
BI
BIRCHBROOK
BIRCHBROOK | DEIGHAN WEALTH ADVISORS | DEIGHAN ASSOCIATES INC
CRD#: 105164 / SEC#: 801-36582
RIA
Registered Investment Advisory firm - (5/11/1990 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
82 Columbia St, Bangor, ME 04401
Mailing Address
Phone number
(207) 990-1117
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 803 |
| AUM (Assets Under Management) | $ 258,958,621 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/22/2024 | ||
| 02/28/2024 | ||
| 03/29/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BIRCHBROOK
CRD#: 105164Bangor, ME 04401TRUST BUT VERIFY
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