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MG

Michael I. Goldman

JCC CAPITAL MARKETS
Laguna Niguel, CA 92677
Some features on this profile are disabled
CRD#: 7846974
MG

Professional summary

Michael Ira Goldman, who also goes by Michael Goldman, Mike Goldman, is a registered financial professional currently at JCC CAPITAL MARKETS, LLC located in Laguna Niguel, California.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2024. Michael has worked at 1 firm and has passed the Series 63, Series 82TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael Goldman | Mike Goldman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Ira Goldman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 5, 2024 - Present

JCC CAPITAL MARKETS, LLC

Office #1: 30011 Ivy Glenn Dr #220, Laguna Niguel, CA 92677
BD
CRD#: 146776
Laguna Niguel, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/4/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 3/2/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 2/3/2024
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 12/19/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

JC
JCC CAPITAL MARKETS, LLC
JCC ADVISORS, LLC | PIVOTAL CAPITAL SOLUTIONS LLC | JCC CAPITAL MARKETS, LLC

CRD#: 146776 / SEC#: , 8-67850

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
30011 Ivy Glenn Dr #220, Laguna Niguel, CA 92677
Mailing Address
Po Box 7767, Laguna Niguel, CA 92607
Phone number
(949) 249-9500
Established
Texas since 05/03/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ATCHITY, MARK AARONPRINCIPAL OPERATIONS OFFICER2530342
ATCHITY, MARK AARONPRESIDENT, CEO, CFO, CCO, FINOP, PRINCIPAL2530342
ATCHITY, MARK AARONPRINCIPAL FINANCIAL OFFICER2530342

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JCC CAPITAL MARKETS, LLC

CRD#: 146776Laguna Niguel, CA 92677

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