Fuqi Chen

TAURUS FINANCIAL

JERSEY CITY, NJ 07302

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CRD#: 7846972

Professional summary

Fuqi Chen is a registered financial advisor currently at TAURUS FINANCIAL located in Jersey City, New Jersey and LPL FINANCIAL LLC located in Jersey City, New Jersey.

Fuqi is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Fuqi has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fuqi Chen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 5, 2026 - Present

TAURUS FINANCIAL

Office #1: 1 Evertrust Plaza Suite 305, Jersey City, NJ 07302

RIA

CRD#: 335067

JERSEY CITY, NJ

Current

March 8, 2025 - Present

LPL FINANCIAL LLC

Office #1: 1 Evertrust Plz Ste 305, Jersey City, NJ 07302

RIA

CRD#: 6413

JERSEY CITY, NJ

Past

March 24, 2025 - July 10, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TAURUS FINANCIAL

TAURUS FINANCIAL | TAURUS FINANCIAL LLC

CRD#: 335067 / SEC#: 801-135168

RIA

Registered Investment Advisory firm - (1/15/2026 Approved)

California

Registered Investment Advisory firm - (2/19/2026 Terminated)

New Jersey

Registered Investment Advisory firm - (2/5/2026 Terminated)

New York

Registered Investment Advisory firm - (1/20/2026 Terminated)

Texas

Registered Investment Advisory firm - (1/20/2026 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(3/24/2025)

IAR

New Jersey
(5/5/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/22/2025

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/8/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/16/2024

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

TAURUS FINANCIAL

TAURUS FINANCIAL | TAURUS FINANCIAL LLC

CRD#: 335067 / SEC#: 801-135168

RIA

Registered Investment Advisory firm - (1/15/2026 Approved)

California

Registered Investment Advisory firm - (2/19/2026 Terminated)

New Jersey

Registered Investment Advisory firm - (2/5/2026 Terminated)

New York

Registered Investment Advisory firm - (1/20/2026 Terminated)

Texas

Registered Investment Advisory firm - (1/20/2026 Terminated)

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Contact information

Main Address

1 Evertrust Plaza Suite 305, Jersey City, NJ 07302

Mailing Address

Phone number

(201) 500-6322

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - TAURUS FINANCIAL (12/17/2025)

Regulatory assets under management

Total Number of Accounts	147
AUM (Assets Under Management)	$ 106,387,562

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Fuqi Chen

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fuqi Chen's CRS (Customer Relationship Summary).

Certified licenses

Experience

TAURUS FINANCIAL

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

TAURUS FINANCIAL

State Registrations and Notice Filings

Exams

Series 66

Date: 3/22/2025

Series 7TO

Date: 3/8/2025

SIE

Date: 11/16/2024

FINRA

Current Firm

TAURUS FINANCIAL

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TAURUS FINANCIAL

TRUST BUT VERIFY

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