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KK

Kristin F. Kanders

DIGITAL BROKERAGE SERVICES LLC
Boston, MA 02210
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CRD#: 7846968
KK

Professional summary


Kristin Faughnan Kanders, who also goes by Kristin Faughnan Kanders, is a registered financial professional currently at DIGITAL BROKERAGE SERVICES LLC located in Boston, Massachusetts.

Kristin is registered as a RR (Registered Representative) and started their career in finance in 2024. Kristin has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Kristin Faughnan Kanders

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Kristin Faughnan Kanders's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 1, 2024 - Present

DIGITAL BROKERAGE SERVICES LLC

Office #1: 245 Summer Street, Boston, MA 02210
BD
CRD#: 308213
Boston, MA
Past

February 14, 2024 - October 28, 2024

GREEN PIER FINTECH LLC

BD
CRD#: 313305
BOSTON, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(1/25/2025)
RR
Alaska
(1/25/2025)
RR
Arizona
(1/25/2025)
RR
Arkansas
(1/25/2025)
RR
California
(1/25/2025)
RR
Colorado
(1/13/2025)
RR
Connecticut
(1/25/2025)
RR
Delaware
(1/25/2025)
RR
District of Columbia
(1/13/2025)
RR
Florida
(1/13/2025)
RR
Georgia
(1/25/2025)
RR
Hawaii
(1/25/2025)
RR
Idaho
(1/25/2025)
RR
Illinois
(1/25/2025)
RR
Indiana
(1/25/2025)
RR
Iowa
(1/25/2025)
RR
Kansas
(1/25/2025)
RR
Kentucky
(1/25/2025)
RR
Louisiana
(1/13/2025)
RR
Maine
(1/25/2025)
RR
Maryland
(1/13/2025)
RR
Massachusetts
(1/25/2025)
RR
Michigan
(1/25/2025)
RR
Minnesota
(1/25/2025)
RR
Mississippi
(1/25/2025)
RR
Missouri
(1/25/2025)
RR
Montana
(1/25/2025)
RR
Nebraska
(1/25/2025)
RR
Nevada
(1/25/2025)
RR
New Hampshire
(1/25/2025)
RR
New Jersey
(1/25/2025)
RR
New Mexico
(1/25/2025)
RR
New York
(1/25/2025)
RR
North Carolina
(1/25/2025)
RR
North Dakota
(1/25/2025)
RR
Ohio
(1/27/2025)
RR
Oklahoma
(1/25/2025)
RR
Oregon
(1/25/2025)
RR
Pennsylvania
(1/25/2025)
RR
Puerto Rico
(1/13/2025)
RR
Rhode Island
(1/25/2025)
RR
South Carolina
(1/25/2025)
RR
South Dakota
(1/25/2025)
RR
Tennessee
(1/25/2025)
RR
Texas
(1/25/2025)
RR
Utah
(1/25/2025)
RR
Vermont
(1/25/2025)
RR
Virgin Islands
(1/25/2025)
RR
Virginia
(1/25/2025)
RR
Washington
(1/25/2025)
RR
West Virginia
(1/25/2025)
RR
Wisconsin
(1/25/2025)
RR
Wyoming
(1/25/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 1/24/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/14/2024
General Securities Representative Examination
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


DB
DIGITAL BROKERAGE SERVICES LLC
DIGITAL BROKERAGE SERVICES LLC

CRD#: 308213 / SEC#: , 8-70512

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
499 Washington Blvd, Jersey City, NJ 07310
Mailing Address
Two Destiny Way Mail Zone Wg3d, Westlake, TX 76262
Phone number
(833) 327-3444
Established
Delaware since 02/27/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
FIDELITY GLOBAL BROKERAGE GROUP, INC.MEMBER
CULLARO, GIUSEPPEPRESIDENT, CHIEF EXECUTIVE OFFICER, PRINCIPAL OPERATIONS OFFICER4738727
MCGINTY, JOHN JR.CHIEF COMPLIANCE OFFICER5560420
O'BRIEN, EDWARD DANIELDIRECTOR2239064
RHODES, NOAH BUTLERPRINCIPAL FINANCIAL OFFICER6546392
WEAVER, BRYAN ROBERTCHIEF LEGAL OFFICER2933941

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


DIGITAL BROKERAGE SERVICES LLC

CRD#: 308213Boston, MA 02210

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