WL
Won H. Lee
TMT INVESTMENT ADVISER
Loveland, OH
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CRD#: 7845610
WL
Professional summary
Won H Lee is a registered financial advisor currently at TMT INVESTMENT ADVISER located in Loveland, Ohio.
Won is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Won has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the other business: Procter & Gamble; Is it investment-related: NO; Address:1 Procter and Gamble Plz, Cincinnati, OH 45202; Nature of the other business: Manufacturing company of daily-use cleaning, health, and hygiene needs of consumers around the world; My position: Supply Chain Director; Title: Director; Start Date: June 1990; Approximate number of hours/month devoted to this business: 160; Number of hours per day devote to the other business during securities trading hours: 8hrs; Briefly describe your duties relating to the other business: I manage supply chain (end to end) from the supplier to customer
CRS (Client Relationship Summary) - RIA
Click below to view Won H Lee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 27, 2024 - Present
TMT INVESTMENT ADVISER
RIA
CRD#: 329527
Loveland, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(3/27/2024)
Current Firm
TI
TMT INVESTMENT ADVISER
TMT INVESTMENT ADVISER | TMT INVESTMENT ADVISER, LLC
CRD#: 329527 / SEC#:
Ohio
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Contact information
Main Address
Loveland, OH
Mailing Address
Phone number
(510) 552-8714
Established
Firm type
Fiscal year end
# of Employees
1
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
