John Brooks

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CRD#: 7845061

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Brooks was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 2024. John had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

US Multimodal -Not Investment related -San Antonio, TX -Transportation Company -CEO -1/2022 -6-8 hours -4-6 Hours -Managing day to day operations. American Pavement -Not Investment Related -Las Vegas, NV -Specializing in slurry seal, crack seal, seal coat, and asphalt placement -Board of Directors -12/2021 -1 hour per month -1 hour per month -Board meetings Standard Transportation -Not Investment Related -San Antonio, TX -Warehousing and transportation -Board of Directors -1/2022 -1 hour per month -1 hour per month -Board meetings Eco Serv -Not Investment Related -Houston, TX -Cleaning services and waste management solutions for the oil and gas industry -Board of Directors -2/2023 -1 hour per month -1 hour per month -Board meetings Intra Marine Group -Not Investment related -San Antonio, TX -Workboat and Marine Services -Consultant -8/2021 -1 hour per month -1 hour per month -Consulting D4 -Not Investment related -San Antonio, TX -Energy and infrastructure services -Consultant -7/2018 -1 hour per month -1 hour per month -Consulting

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 27, 2024 - December 10, 2024

1819 PARTNERS

RIA

CRD#: 326601

Nashville, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

1819 PARTNERS

1819 PARTNERS | 1819 PARTNERS, LLC

CRD#: 326601 / SEC#: 801-128667

RIA

Registered Investment Advisory firm - (8/31/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

1819 PARTNERS

1819 PARTNERS | 1819 PARTNERS, LLC

CRD#: 326601 / SEC#: 801-128667

RIA

Registered Investment Advisory firm - (8/31/2023 Approved)

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Contact information

Main Address

6070 Poplar Avenue Suite 700, Memphis, TN 38119

Mailing Address

Phone number

(901) 820-0515

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

1819 PARTNERS ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 207,244,834

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John Brooks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

1819 PARTNERS

Primary Firm SEC Registration

1819 PARTNERS

State Registrations and Notice Filings

Exams

Current Firm

1819 PARTNERS

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

1819 PARTNERS

TRUST BUT VERIFY

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