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AF

Aaron J. Farrell

QUANTCA FINANCIAL
Edmonds, WA 98020
Some features on this profile are disabled
CRD#: 7844212
AF

Professional summary

Aaron James Farrell is a registered financial advisor currently at QUANTCA FINANCIAL located in Edmonds, Washington.

Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Aaron has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Volunteers for Ukraine Inc, CFO, a volunteer on the board of directors for a charity that provides humanitarian aid to Ukraine, ~10 hrs per week, since 2023 Sapien LLC, CEO, general consulting, <5 hrs per wk, since 2021

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aaron James Farrell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 24, 2024 - Present

QUANTCA FINANCIAL

Office #1: 123 2nd Ave S Ste 230 Ofc 20, Edmonds, WA 98020
RIA
CRD#: 329324
Edmonds, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
QF
QUANTCA FINANCIAL
QUANTCA FINANCIAL | QUANTCA FINANCIAL LLC

CRD#: 329324 / SEC#: 801-131036

RIA
Registered Investment Advisory firm - (9/24/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Delaware
(9/24/2024)
IAR
Texas
(9/24/2024)
IAR
Washington
(9/24/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/11/2022
Uniform Investment Adviser Law Examination

Current Firm

QF
QUANTCA FINANCIAL
QUANTCA FINANCIAL | QUANTCA FINANCIAL LLC

CRD#: 329324 / SEC#: 801-131036

RIA
Registered Investment Advisory firm - (9/24/2024 Approved)
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Contact information

Main Address
123 2nd Ave S Ste 230 Ofc 20, Edmonds, WA 98020
Mailing Address
Phone number
(302) 321-5022
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

QUANTCA FINANCIAL BROCHURE - FORM ADV (3/28/2025)

Regulatory assets under management

Total Number of Accounts2
AUM (Assets Under Management)$ 10,029

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

QUANTCA FINANCIAL

CRD#: 329324Edmonds, WA 98020

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