Patrick Joseph Rooney
Professional Summary
Patrick Joseph Rooney, who also goes by Patrick Rooney, is a registered financial advisor currently at EHLERS located in Minneapolis, Minnesota. Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Patrick has worked at 1 firm and has passed the Series 65 and Series 50 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Patrick Rooney
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
5 years in the financial services industry
Current & Past Employments
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Current Firm
BBE COMMUNITY INVESTMENT PARTNERS, LLC | EHLERS INVESTMENT PARTNERS, LLC | EHLERS INVESTMENT PARTNERS | EHLERS
Contact Information
Main Address
3001 Broadway Street Ne Suite 320, Minneapolis, MN 55413Phone Number
(800) 552-1171# of Employees
13SEC notice filing (6 States and Territories)
Registered to provide investment advisory services in 6 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
722AUM (Assets Under Management)
$3,589,670,157Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
BBE COMMUNITY INVESTMENT PARTNERS, LLC | EHLERS INVESTMENT PARTNERS, LLC | EHLERS INVESTMENT PARTNERS | EHLERS
State Registrations and Notice Filings
(12/8/2023)
(12/8/2023)
(12/8/2023)
(12/8/2023)
(12/8/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 50 — Municipal Advisor Representative Qualification Exam
Passed Jan 2021About the Series 50 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Patrick Joseph Rooney's CRS (Customer Relationship Summary).
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