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JS

Jacob Smith

M1 CAPITAL MANAGEMENT LLC
TROY, MI 48083
Some features on this profile are disabled
CRD#: 7842883
JS

Professional summary

Jacob Smith, who also goes by Jacob Tyler Smith, Jake Smith, is a registered financial advisor currently at M1 CAPITAL MANAGEMENT LLC located in Troy, Michigan and THIRD SIGMA INVESTMENT ADVISORS LLC located in Troy, Michigan.

Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Jacob has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jacob Tyler Smith | Jake Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Smith's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 9, 2025 - Present

M1 CAPITAL MANAGEMENT LLC

Office #1: 200 E Big Beaver Rd Ste 132, Troy, MI 48083
RIA
CRD#: 158269
TROY, MI
Current

August 28, 2025 - Present

THIRD SIGMA INVESTMENT ADVISORS LLC

Office #1: 200 E Big Beaver Rd, Ste 132, Troy, MI 48083
RIA
CRD#: 151188
TROY, MI
Past

January 30, 2024 - June 9, 2025

THRIVENT INVESTMENT MANAGEMENT INC.

RIA
CRD#: 18387
Birmingham, MI
Past

January 9, 2024 - June 9, 2025

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
Birmingham, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
M1 CAPITAL MANAGEMENT LLC
M1 CAPITAL MANAGEMENT | M1 CAPITAL MANAGEMENT LLP | M1 CAPITAL MANAGEMENT LLC

CRD#: 158269 / SEC#: 801-72578

RIA
Registered Investment Advisory firm - (7/27/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Michigan
(6/9/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/29/2024
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/9/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/20/2023
Securities Industry Essentials Examination

Current Firm

MC
M1 CAPITAL MANAGEMENT LLC
M1 CAPITAL MANAGEMENT | M1 CAPITAL MANAGEMENT LLP | M1 CAPITAL MANAGEMENT LLC

CRD#: 158269 / SEC#: 801-72578

RIA
Registered Investment Advisory firm - (7/27/2011 Approved)
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Contact information

Main Address
200 E Big Beaver Rd Ste 132, Troy, MI 48083
Mailing Address
7 West Square Lake Road, Bloomfield Hills, MI 48302
Phone number
(248) 556-4600
Established
Firm type
Fiscal year end
# of Employees
12

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

M1 CAPITAL MANAGEMENT BROCHURE (8/26/2025)

Regulatory assets under management

Total Number of Accounts920
AUM (Assets Under Management)$ 406,039,664

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

M1 CAPITAL MANAGEMENT LLC

CRD#: 158269Troy, MI 48083

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