JS
Jacob Smith
M1 CAPITAL MANAGEMENT LLC
TROY, MI 48083
Some features on this profile are disabled
CRD#: 7842883
JS
Professional summary
Jacob Smith, who also goes by Jacob Tyler Smith, Jake Smith, is a registered financial advisor currently at M1 CAPITAL MANAGEMENT LLC located in Troy, Michigan and THIRD SIGMA INVESTMENT ADVISORS LLC located in Troy, Michigan.
Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Jacob has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jacob Tyler Smith | Jake Smith
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TEEN HYPE POSITION: Board Member NATURE: Since 2004, Teen HYPE has reached more than 35,000 Detroit-area youth with programming designed to help prepare them for the world. Every year, hundreds of students in dozens of schools receive adolescent health education that promotes future-oriented thinking, avoiding risky behaviors, and honoring their voice. We have also trained more than 600 teens as Peer Educators who apply their leadership in service to their communities and other young people. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2025 ADDRESS: 1938 Franklin, Suite 109, Detroit MI 48207, United States DESCRIPTION: I will be a board member serving a 3 year term where I will be focused on helping plan events and bringing on sponsors. NAME OF OTHER BUSINESS: M1 WEALTH ADVISORS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 06/2025, POSITION/TITLE/RELATIONSHIP: LICENSED INSURANCE SALES, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: Insurance Products Sales; NAME OF OTHER BUSINESS: THIRD SIGMA INVESTMENT ADVISORS, INVESTMENT RELATED: YES, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2025, POSITION/TITLE/RELATIONSHIP: IAR APX NUMBER OF HOURS PER WEEK: 20, APX NUMBER OF HOURS DURING TRADING HOURS: 10,
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 9, 2025 - Present
M1 CAPITAL MANAGEMENT LLC
Office #1: 200 E Big Beaver Rd Ste 132, Troy, MI 48083RIA
CRD#: 158269
TROY, MI
Current
August 28, 2025 - Present
THIRD SIGMA INVESTMENT ADVISORS LLC
Office #1: 200 E Big Beaver Rd, Ste 132, Troy, MI 48083RIA
CRD#: 151188
TROY, MI
Past
January 30, 2024 - June 9, 2025
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
Birmingham, MI
Past
January 9, 2024 - June 9, 2025
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
Birmingham, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
M1 CAPITAL MANAGEMENT LLC
M1 CAPITAL MANAGEMENT | M1 CAPITAL MANAGEMENT LLP | M1 CAPITAL MANAGEMENT LLC
CRD#: 158269 / SEC#: 801-72578
RIA
Registered Investment Advisory firm - (7/27/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(6/9/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/9/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
MC
M1 CAPITAL MANAGEMENT LLC
M1 CAPITAL MANAGEMENT | M1 CAPITAL MANAGEMENT LLP | M1 CAPITAL MANAGEMENT LLC
CRD#: 158269 / SEC#: 801-72578
RIA
Registered Investment Advisory firm - (7/27/2011 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
200 E Big Beaver Rd Ste 132, Troy, MI 48083
Mailing Address
7 West Square Lake Road, Bloomfield Hills, MI 48302
Phone number
(248) 556-4600
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 920 |
| AUM (Assets Under Management) | $ 406,039,664 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
