Jason Vesely

SPECTRUM WEALTH ADVISORY GROUP

Granite Bay, CA 95746

Some features on this profile are disabled

CRD#: 7842677

Professional summary

Jason Vesely is a registered financial advisor currently at SPECTRUM WEALTH ADVISORY GROUP, LLC located in Granite Bay, California and LPL FINANCIAL LLC located in Granite Bay, California.

Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Jason has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1- 04/29/2024 - Rental - Real Estate Rental - Investment Related - San Antonio TX - start date 06/23/2022 - 2 Hrs/Mth - 0 Hrs During Trading. 2- 04/29/2024 - JVSupply - Online Sales - Not Investment Related - start date 12/01/2012 - 5 Hrs/Mth - 1 Hrs During Trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Vesely's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 17, 2024 - Present

SPECTRUM WEALTH ADVISORY GROUP, LLC

Office #1: 5925 Granite Lake Drive Suite 130, Granite Bay, CA 95746

RIA

CRD#: 298632

Granite Bay, CA

Current

May 13, 2024 - Present

LPL FINANCIAL LLC

Office #1: 5925 Granite Lake Dr, Ste 130, Granite Bay, CA 95746

RIA

CRD#: 6413

Granite Bay, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPECTRUM WEALTH ADVISORY GROUP, LLC

SPECTRUM WEALTH ADVISORS | SPECTRUM WEALTH ADVISORY GROUP, LLC

CRD#: 298632 / SEC#: 801-114024

RIA

Registered Investment Advisory firm - (9/21/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/9/2024)

IAR

California
(10/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/2/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/11/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/4/2023

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

SPECTRUM WEALTH ADVISORY GROUP, LLC

SPECTRUM WEALTH ADVISORS | SPECTRUM WEALTH ADVISORY GROUP, LLC

CRD#: 298632 / SEC#: 801-114024

RIA

Registered Investment Advisory firm - (9/21/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5925 Granite Lake Drive Suite 130, Granite Bay, CA 95746

Mailing Address

Phone number

(916) 772-5970

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APP 1 - WRAP FEE BROCHURE (3/19/2025)

FORM ADV PART 2A - FIRM BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts	604
AUM (Assets Under Management)	$ 370,021,321

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Allan Wiltshire

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Athens, GA

Barton Pearce

PARK AVENUE SECURITIES LLC

IAR

IRVINE, CA

Danielle Barrios

MORGAN STANLEY

IAR

Beverly Hills, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jason Vesely

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Vesely's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPECTRUM WEALTH ADVISORY GROUP, LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

SPECTRUM WEALTH ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/2/2024

Series 7TO

Date: 5/11/2024

SIE

Date: 11/4/2023

FINRA

Current Firm

SPECTRUM WEALTH ADVISORY GROUP, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPECTRUM WEALTH ADVISORY GROUP, LLC

TRUST BUT VERIFY

Similar Advisors