Nathaniel T. Davis

VICTORY FINANCIAL

Plano, TX 75024

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CRD#: 7842019

Professional summary

Nathaniel Todd Davis, who also goes by Nate Davis, Nathan Davis, Nathaniel Davis, is a registered financial advisor currently at VICTORY FINANCIAL located in Plano, Texas.

Nathaniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Nathaniel has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nate Davis | Nathan Davis | Nathaniel Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SageSpring Wealth Partners Not investment-related Frisco, TX DBA/Support Company Advisor 01/2024 0 hours per month 0 hours during trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel Todd Davis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 10, 2024 - Present

VICTORY FINANCIAL

Office #1: 5550 Granite Parkway, Ste 270, Plano, TX 75024

RIA

CRD#: 324943

Plano, TX

Past

April 24, 2024 - October 1, 2024

SAGESPRING WEALTH PARTNERS

RIA

CRD#: 283515

Frisco, TX

Past

February 14, 2024 - October 7, 2024

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

FRISCO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VICTORY FINANCIAL

CRD#: 324943 / SEC#: 801-127385

RIA

Registered Investment Advisory firm - (2/24/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/2/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/14/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/18/2023

Securities Industry Essentials Examination

Current Firm

VICTORY FINANCIAL

CRD#: 324943 / SEC#: 801-127385

RIA

Registered Investment Advisory firm - (2/24/2023 Approved)

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Contact information

Main Address

6500 River Place Blvd. Bldg. 1, Ste. 203, Austin, TX 78730

Mailing Address

Phone number

(512) 763-7671

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR VICTORY FINANCIAL GROUP LLC (11/3/2025)

Regulatory assets under management

Total Number of Accounts	4,210
AUM (Assets Under Management)	$ 687,641,583

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nathaniel T. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathaniel Todd Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

VICTORY FINANCIAL

SAGESPRING WEALTH PARTNERS

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

VICTORY FINANCIAL

State Registrations and Notice Filings

Exams

Series 66

Date: 4/2/2024

Series 7TO

Date: 2/14/2024

SIE

Date: 12/18/2023

Current Firm

VICTORY FINANCIAL

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VICTORY FINANCIAL

TRUST BUT VERIFY

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