DA
Dax C. Allred
APOLLON WEALTH MANAGEMENT
Winston-Salem, NC 27106
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CRD#: 7841428
DA
Professional summary
Dax Carlyle Allred, who also goes by Dax Allred, is a registered financial advisor currently at APOLLON WEALTH MANAGEMENT, LLC located in Winston-salem, North Carolina and J. ALDEN ASSOCIATES, INC. located in Wayne, Pennsylvania.
Dax is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Dax has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dax Allred
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Adi Dassler International Family Office, investment related, DBA for both B/D and RIA business, Winston-Salem, NC 27106, Relationship Manager, 4/2024, 195 hours per month, 32 hours during trading hours, DBA name that we utilize for all of our business activities. 2) Allred Family Holdings, Inc., not investment related, C-Corp f/k/a K&W Cafeterias Inc., business now holds undeveloped farm land and has a brokerage account with First National Bank, Winston-Salem, NC, President, 8/1/2008, 3 hours per month, zero during trading hours, oversee the real estate holdings/property management and I direct how to invest the brokerage account. 3) Allred Investment Company, LLC (AIC), not investment related, Winston-Salem, NC, owns commercial real estate, Vice President/Member-Manager, 8/2008, 3 hours per month, zero hours during trading hours, oversees the commercial real estate assets, including property management and monitor the sales of our tenant, K&W Holdings Group, LLC. In the event of a property sale, I present the investment and divided options to the members. 4) Allred Legacy LLC, not investment related, Winston-Salem, NC, Vice President/Member-Manager, 3/2013, 3 hours per month, zero hours during trading hours, oversees the underdeveloped farmland, including property management. In the event of a property sale, I present the investment and distribution options to members. 5) Apollon Wealth Management, investment related, affiliated RIA, Mount Pleasant, SC 29464, Relationship Manager, 04/2024, 195 hours per month, 32 hours during trading hours, support investment advisors by facilitating client services requests, account maintenance and trad execution under firm supervision.
CRS (Client Relationship Summary) - RIA
Click below to view Dax Carlyle Allred's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 8, 2024 - Present
APOLLON WEALTH MANAGEMENT, LLC
Office #1: Reynolda Village 114-p, Winston-salem, NC, 27106RIA
CRD#: 291902
Winston-Salem, NC
Current
December 20, 2023 - Present
J. ALDEN ASSOCIATES, INC.
Office #1: 37 West Ave Suite 301, Wayne, PA 19087BD
CRD#: 40002
Wayne, PA
Current
November 4, 2025 - Present
CABOT LODGE SECURITIES LLC
Office #1: Reynolda Village 114-p, Winston-salem, NC 27106BD
CRD#: 159712
Winston-Salem, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
Registered Investment Advisory firm - (1/22/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/5/2025)
RR
Florida(11/5/2025)
RR
North Carolina(1/30/2024)
IAR
North Carolina(4/8/2024)
RR
Utah(11/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/19/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
APOLLON WEALTH MANAGEMENT, LLC
ADI DASSLER INTERNATIONAL FAMILY OFFICE | WESTSIDE WEALTH MANAGEMENT OF APOLLON | WEALTH EMPOWERMENT FINANCIAL GROUP | TREE CITY ADVISORS OF APOLLON | TELOS WEALTH ADVISORS | SUNSHINE WEALTH ADVISORS, LLC | PROPER WEALTH MANAGEMENT | PRISM ADVISORY GROUP | PODESTA CAPITAL APOLLON | PIERSHALE FINANCIAL GROUP OF APOLLON | PELLEY GROUP OF APOLLON | LIVETRAC | JE WILSON OF APOLLON | JASON YOUNG AND ASSOCIATES | CJL | CJ LAWRENCE, A DIVISION OF APOLLON WEALTH MANAGEMENT | CIC WEALTH | CATALYST APOLLON | CASCADE APOLLON | BLUECHIP WEALTH MANAGEMENT | APOLLON WEALTH MANAGEMENT, LLC | APOLLON NEW ENGLAND | APOLLON BRIDGEMARK
CRD#: 291902 / SEC#: 801-112350
RIA
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Contact information
Main Address
111 Coleman Blvd Suite 402, Mount Pleasant, SC 29464
Mailing Address
Phone number
(843) 579-0018
Established
Firm type
Fiscal year end
# of Employees
179
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 20,798 |
| AUM (Assets Under Management) | $ 7,720,756,861 |
Red Flags
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Company Information
APOLLON WEALTH MANAGEMENT, LLC
CRD#: 291902Winston-salem, NC 27106TRUST BUT VERIFY
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