Rui Zhang
Professional summary
Rui Zhang is a registered financial professional currently at TRADEUP SECURITIES, INC. located in New York, New York and US TIGER SECURITIES, INC. located in New York, New York.
Rui is registered as a RR (Registered Representative) and started their career in finance in 2024. Rui has worked at 2 firms and has passed the Series 66, Series 79TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rui Zhang's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 8, 2024 - Present
TRADEUP SECURITIES, INC.
Office #1: 437 Madison Ave 27th Floor, New York, NY 10022March 3, 2025 - Present
US TIGER SECURITIES, INC.
Office #1: 437 Madison Ave 27th Floor, New York, NY 10022State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/22/2024)
Exams
Series 79TO
Date: 6/21/2025
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 7/8/2024
General Securities Representative ExaminationCboe EDGX Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
New York Stock Exchange
Current Firm
US TIGER SECURITIES, INC.
CRD#: 120583 / SEC#: , 8-65324
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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