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EM

Emmett R. Mulcahy

MARINER WEALTH
Overland Park, KS 66211
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CRD#: 7840977
EM

Professional summary


Emmett Ryan Mulcahy is a registered financial advisor currently at MARINER WEALTH located in Overland Park, Kansas.

Emmett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Emmett has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Redpath and Company, LLC; not investment related, 4810 White Bear Parkway White Bear Lake, MN 55110; Public Accounting Firm; Partner; Partner; November 2008; 190; 8; Lead the business valuation practice

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Emmett Ryan Mulcahy's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 11, 2023 - Present

MARINER WEALTH

Office #1: 5700 W. 112th St. Ste. 500, Overland Park, KS 66211
RIA
CRD#: 289886
Overland Park, KS

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MARINER WEALTH
MARINER | MARINER WEALTH ADVISORS-IC, LLC | MARINER WEALTH ADVISORS | MARINER WEALTH | MARINER INSTITUTIONAL

CRD#: 289886 / SEC#: 801-111823

RIA
Registered Investment Advisory firm - (10/6/2017 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kansas
(5/13/2024)
IAR
Minnesota
(12/11/2023)

Exams


State Security Law Exam
IAR
Series 65
Date: 5/9/2023
Uniform Investment Adviser Law Examination

Current Firm


MW
MARINER WEALTH
MARINER | MARINER WEALTH ADVISORS-IC, LLC | MARINER WEALTH ADVISORS | MARINER WEALTH | MARINER INSTITUTIONAL

CRD#: 289886 / SEC#: 801-111823

RIA
Registered Investment Advisory firm - (10/6/2017 Approved)
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Contact information


Main Address
5700 W. 112th St Suite 500, Overland Park, KS 66211
Mailing Address
Phone number
(913) 904-5700
Established
Firm type
Fiscal year end
# of Employees
50

SEC notice filing (21 States and Territories)


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Documents


Latest Form ADV

Part 2 Brochures

MWA-IC FORM ADV PART 2A (3/28/2025)

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MARINER WEALTH

CRD#: 289886Overland Park, KS 66211

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