AJ
Amanda S. James
HEIM, YOUNG & ASSOCIATES
Springfield, MO 65804-7211
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CRD#: 7839454
AJ
Professional summary
Amanda Sara James, who also goes by Amanda James, is a registered financial professional currently at HEIM, YOUNG & ASSOCIATES, INC. located in Springfield, Missouri.
Amanda is registered as a RR (Registered Representative) and started their career in finance in 2024. Amanda has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Amanda James
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Amanda Sara James's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 26, 2025 - Present
HEIM, YOUNG & ASSOCIATES, INC.
Office #1: 1256 E. Kingsley St, Springfield, MO 65804-7211BD
CRD#: 38993
Springfield, MO
Past
June 21, 2024 - June 24, 2025
SANCTUARY SECURITIES, INC.
BD
CRD#: 205
SOUTHLAKE, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/13/2025)
RR
Alaska(8/13/2025)
RR
Arizona(8/13/2025)
RR
Arkansas(8/13/2025)
RR
California(8/13/2025)
RR
Colorado(8/13/2025)
RR
Connecticut(8/13/2025)
RR
Delaware(8/13/2025)
RR
District of Columbia(8/13/2025)
RR
Florida(8/13/2025)
RR
Georgia(8/13/2025)
RR
Hawaii(8/13/2025)
RR
Idaho(8/13/2025)
RR
Illinois(8/13/2025)
RR
Indiana(8/13/2025)
RR
Iowa(8/13/2025)
RR
Kansas(8/13/2025)
RR
Kentucky(8/13/2025)
RR
Louisiana(8/13/2025)
RR
Maine(8/13/2025)
RR
Maryland(8/13/2025)
RR
Massachusetts(8/13/2025)
RR
Michigan(8/13/2025)
RR
Minnesota(8/13/2025)
RR
Mississippi(8/13/2025)
RR
Missouri(6/26/2025)
RR
Montana(8/13/2025)
RR
Nebraska(8/13/2025)
RR
Nevada(8/13/2025)
RR
New Hampshire(8/13/2025)
RR
New Jersey(8/13/2025)
RR
New Mexico(8/13/2025)
RR
New York(7/24/2025)
RR
North Carolina(8/13/2025)
RR
North Dakota(8/13/2025)
RR
Ohio(8/13/2025)
RR
Oklahoma(8/13/2025)
RR
Oregon(8/13/2025)
RR
Pennsylvania(8/13/2025)
RR
Rhode Island(8/13/2025)
RR
South Carolina(8/13/2025)
RR
South Dakota(8/13/2025)
RR
Tennessee(8/13/2025)
RR
Texas(6/26/2025)
RR
Utah(8/13/2025)
RR
Virginia(8/13/2025)
RR
Washington(8/13/2025)
RR
Wisconsin(8/13/2025)
RR
Wyoming(8/13/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/20/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HY
HEIM, YOUNG & ASSOCIATES, INC.
HEIM & YOUNG SECURITIES, INC. | MABS INSURANCE SOLUTIONS | MA BROKERAGE SOLUTIONS | HEIM, YOUNG & ASSOCIATES, INC.
CRD#: 38993 / SEC#: , 8-48500
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
1256 E. Kingsley St, Springfield, MO 65804-7211
Mailing Address
1256 E. Kingsley St, Springfield, MO 65804-7211
Phone number
(417) 882-7283
Established
Missouri since 07/07/1995
Firm type
Corporation
Fiscal year end
June
Firm Size
Small
# of Employees
FINRA licenses (49 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MERCER ADVISORS, INC. | OWNER | |
| BRAMER, BENJAMIN EDWARD | DIRECTOR | 3222029 |
| CATALDO, CHRISTINE ADELE | CHIEF INFORMATION OFFICER | 3042889 |
| DREPAUL, ROSHNI ARUNA | FINOP / PFO | 6487453 |
| ENCINO, MATHEW RYAN | GENERAL COUNCEL, SECRETARY | 7530163 |
| ERKER, TORIAN BILLS | CCO | 6309105 |
| LEE, TRINITY YVONNE | PRESIDENT & EXECUTIVE DIRECTOR /CFO/POO | 5472899 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HEIM, YOUNG & ASSOCIATES, INC.
CRD#: 38993Springfield, MO 65804-7211TRUST BUT VERIFY
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