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SD

Seth R. Deal

LIFEFOCUS FINANCIAL ADVISORS
Walla Walla, WA 99362
Some features on this profile are disabled
CRD#: 7839390
SD

Professional summary

Seth R Deal is a registered financial advisor currently at LIFEFOCUS FINANCIAL ADVISORS, LLC located in Walla Walla, Washington.

Seth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Seth has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Seth R Deal's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 1, 2023 - Present

LIFEFOCUS FINANCIAL ADVISORS, LLC

Office #1: 420 Wellington Ave Suite 101, Walla Walla, WA 99362
RIA
CRD#: 136020
Walla Walla, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Washington
(12/1/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/27/2023
Uniform Investment Adviser Law Examination

Current Firm

LF
LIFEFOCUS FINANCIAL ADVISORS, LLC
LIFEFOCUS FINANCIAL ADVISORS, LLC

CRD#: 136020 / SEC#:

Washington
Registered Investment Advisory firm - (7/29/2005 Approved)
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Contact information

Main Address
420 Wellington Ave Suite 101, Walla Walla, WA 99362
Mailing Address
Phone number
(509) 526-4521
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts191
AUM (Assets Under Management)$ 79,005,646

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LIFEFOCUS FINANCIAL ADVISORS, LLC

CRD#: 136020Walla Walla, WA 99362

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