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DM

Denise K. Melton

MIDLAND WEALTH MANAGEMENT
ROCKFORD, IL 61108
Some features on this profile are disabled
CRD#: 7839141
DM

Professional summary

Denise Kay Melton is a registered financial advisor currently at MIDLAND WEALTH MANAGEMENT located in Rockford, Illinois.

Denise is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Denise has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Denise Kay Melton's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 6, 2024 - Present

MIDLAND WEALTH MANAGEMENT

Office #1: 6838 E State Street, Rockford, IL 61108
RIA
CRD#: 324997
ROCKFORD, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MIDLAND WEALTH MANAGEMENT
MIDLAND WEALTH ADVISORS, LLC | MIDLAND WEALTH MANAGEMENT

CRD#: 324997 / SEC#: 801-127578

RIA
Registered Investment Advisory firm - (8/16/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(11/6/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/6/2024
Uniform Investment Adviser Law Examination

Current Firm

MW
MIDLAND WEALTH MANAGEMENT
MIDLAND WEALTH ADVISORS, LLC | MIDLAND WEALTH MANAGEMENT

CRD#: 324997 / SEC#: 801-127578

RIA
Registered Investment Advisory firm - (8/16/2023 Approved)
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Contact information

Main Address
1201 Network Centre Drive, Effingham, IL 62401
Mailing Address
Phone number
(312) 660-6516
Established
Firm type
Fiscal year end
# of Employees
28

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MIDLAND WEALTH ADVISORS DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (6/24/2025)

Regulatory assets under management

Total Number of Accounts4,290
AUM (Assets Under Management)$ 2,931,513,136

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/16/2025
Cover Page
Report
02/07/2025
Cover Page
Report
04/26/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MIDLAND WEALTH MANAGEMENT

CRD#: 324997Rockford, IL 61108

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