RM
Ranjan Mishra
ESS CAPITAL SERVICES
NEWTON, MA
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CRD#: 7839056
RM
Professional summary
Ranjan Mishra is a registered financial advisor currently at ESS CAPITAL SERVICES located in Newton, Massachusetts.
Ranjan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Ranjan has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Ranjan Mishra is a Senior Partner with a management consulting firm called ESS Analysis. He spends approximately 10 hours a week engaged in this activity.
CRS (Client Relationship Summary) - RIA
Click below to view Ranjan Mishra's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 10, 2024 - Present
ESS CAPITAL SERVICES
RIA
CRD#: 328826
NEWTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(7/10/2024)
Current Firm
EC
ESS CAPITAL SERVICES
ESS CAPITAL SERVICES | ESS CAPITAL SERVICES, LLC
CRD#: 328826 / SEC#:
Massachusetts
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Contact information
Main Address
Newton, MA
Mailing Address
Phone number
(617) 308-1977
Established
Firm type
Fiscal year end
# of Employees
1
0
Red Flags
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