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TJ

Tanuj Johri

KOTAK ALTERNATE ASSET MANAGERS LIMITED
MUMBAI, 400051
Some features on this profile are disabled
CRD#: 7838975
TJ

Professional summary

Tanuj Johri is a registered financial advisor currently at KOTAK ALTERNATE ASSET MANAGERS LIMITED .

Tanuj is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Tanuj has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tanuj Johri's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 12, 2024 - Present

KOTAK ALTERNATE ASSET MANAGERS LIMITED

Office #1: 27 Bkc 7th Floor, Plot No.c-27 "g" Block, Bandra Kurla Complex, Bandra (east), Mumbai, 400051
RIA
CRD#: 317952
MUMBAI,

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KOTAK ALTERNATE ASSET MANAGERS LIMITED
KOTAK ALTERNATE ASSET MANAGERS LIMITED | KOTAK INVESTMENT ADVISORS LIMITED

CRD#: 317952 / SEC#: 801-127639

RIA
Registered Investment Advisory firm - (4/13/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(8/12/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/29/2025
Uniform Investment Adviser Law Examination

Current Firm

KA
KOTAK ALTERNATE ASSET MANAGERS LIMITED
KOTAK ALTERNATE ASSET MANAGERS LIMITED | KOTAK INVESTMENT ADVISORS LIMITED

CRD#: 317952 / SEC#: 801-127639

RIA
Registered Investment Advisory firm - (4/13/2023 Approved)
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Contact information

Main Address
27 Bkc 7th Floor, Plot No.c-27 "g" Block, Bandra Kurla Complex, Bandra (east), Mumbai, 400051
Mailing Address
Phone number
+91-22-43360701
Established
Firm type
Fiscal year end
# of Employees
313

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KOTAK ALTERNATE ASSET MANAGERS LIMITED - PART 2A BROCHURE (6/30/2025)

Regulatory assets under management

Total Number of Accounts1,543
AUM (Assets Under Management)$ 20,238,710,393

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KOTAK ALTERNATE ASSET MANAGERS LIMITED

CRD#: 317952Mumbai 400051

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