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Cole Rieke

FLORIDA FINANCIAL ADVISORS
North Charleston, SC 29418
Some features on this profile are disabled
CRD#: 7838644
CR

Professional summary

Cole Rieke, who also goes by Cole John Rieke, is a registered financial advisor currently at FLORIDA FINANCIAL ADVISORS, LLC located in North Charleston, South Carolina and TRINITY WEALTH SECURITIES, L.L.C. located in North Charleston, South Carolina.

Cole is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Cole has worked at 2 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Cole John Rieke

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cole Rieke's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 21, 2023 - Present

FLORIDA FINANCIAL ADVISORS, LLC

Office #1: 4969 Centre Point Drive Suite 201, North Charleston, SC 29418
RIA
CRD#: 288811
North Charleston, SC
Current

September 22, 2025 - Present

TRINITY WEALTH SECURITIES, L.L.C.

Office #1: 4969 Centre Pointe Drive Suite 201, North Charleston, SC 29418
BD
CRD#: 104348
North Charleston, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FLORIDA FINANCIAL ADVISORS, LLC
FLORIDA FINANCIAL ADVISORS, LLC
FLORIDA FINANCIAL ADVISORS, INC. | TRISTATE FINANCIAL ADVISORS | MICKOOL INC. | MICKOOL INC | MCADAM FA TAMPA | GEORGIA FINANCIAL ADVISORS | FLORIDA FINANCIAL ADVISORS, LLC

CRD#: 288811 / SEC#: 801-127276

RIA
Registered Investment Advisory firm - (2/3/2023 Approved)
Florida
Registered Investment Advisory firm - (2/8/2023 Terminated)
Georgia
Registered Investment Advisory firm - (3/20/2023 Terminated)
New Jersey
Registered Investment Advisory firm - (2/8/2023 Terminated)
North Carolina
Registered Investment Advisory firm - (2/10/2023 Terminated)
Pennsylvania
Registered Investment Advisory firm - (2/9/2023 Terminated)
Texas
Registered Investment Advisory firm - (2/8/2023 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Florida
(6/3/2024)
IAR
Georgia
(12/21/2023)
RR
Georgia
(4/8/2026)
RR
South Carolina
(9/22/2025)
IAR
South Carolina
(10/7/2025)
IAR
Texas
(4/16/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 8/29/2025
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 11/13/2023
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 9/22/2025
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/21/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

FLORIDA FINANCIAL ADVISORS, LLC
FLORIDA FINANCIAL ADVISORS, LLC
FLORIDA FINANCIAL ADVISORS, INC. | TRISTATE FINANCIAL ADVISORS | MICKOOL INC. | MICKOOL INC | MCADAM FA TAMPA | GEORGIA FINANCIAL ADVISORS | FLORIDA FINANCIAL ADVISORS, LLC

CRD#: 288811 / SEC#: 801-127276

RIA
Registered Investment Advisory firm - (2/3/2023 Approved)
Florida
Registered Investment Advisory firm - (2/8/2023 Terminated)
Georgia
Registered Investment Advisory firm - (3/20/2023 Terminated)
New Jersey
Registered Investment Advisory firm - (2/8/2023 Terminated)
North Carolina
Registered Investment Advisory firm - (2/10/2023 Terminated)
Pennsylvania
Registered Investment Advisory firm - (2/9/2023 Terminated)
Texas
Registered Investment Advisory firm - (2/8/2023 Terminated)
Loading...

Contact information

Main Address
6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634
Mailing Address
Phone number
(813) 333-1683
Established
Firm type
Fiscal year end
# of Employees
465

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts1,769
AUM (Assets Under Management)$ 317,826,011

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FLORIDA FINANCIAL ADVISORS, LLC

FLORIDA FINANCIAL ADVISORS, LLC

CRD#: 288811North Charleston, SC 29418

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