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KC

Karinne Cruse

RENAISSANCE INSTITUTIONAL MANAGEMENT LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 7837605
KC

Professional summary

Karinne Cruse, who also goes by Karin Cruse, Karinne Elizabeth Cruse, is a registered financial professional currently at RENAISSANCE INSTITUTIONAL MANAGEMENT LLC located in New York, New York.

Karinne is registered as a RR (Registered Representative) and started their career in finance in 2023. Karinne has worked at 1 firm and has passed the SIE and Series 28 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Karin Cruse | Karinne Elizabeth Cruse

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Karinne Cruse's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 23, 2023 - Present

RENAISSANCE INSTITUTIONAL MANAGEMENT LLC

Office #1: 800 Third Avenue, New York, NY 10022
BD
CRD#: 136113
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 11/15/2023
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 28
Date: 12/22/2023
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RI
RENAISSANCE INSTITUTIONAL MANAGEMENT LLC
RENAISSANCE INSTITUTIONAL MANAGEMENT LLC

CRD#: 136113 / SEC#: , 8-66971

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
800 Third Avenue, New York, NY 10022
Mailing Address
800 Third Avenue, New York, NY 10022
Phone number
(212) 821-1502
Established
Delaware since 03/18/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
RENAISSANCE TECHNOLOGIES LLCSOLE MEMBER
CRUSE, KARINNECHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER; FINOP7837605
LEONG, LAURENPRESIDENT, CHIEF COMPLIANCE OFFICER5446070

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RENAISSANCE INSTITUTIONAL MANAGEMENT LLC

CRD#: 136113New York, NY 10022

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