SD
Stephen E. Dorsey
FIRST COMMAND ADVISORY SERVICES
Evans, GA
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CRD#: 7837426
SD
Professional summary
Stephen Edward Dorsey is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Evans, Georgia and FIRST COMMAND BROKERAGE SERVICES, INC. located in Evans, Georgia.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Stephen has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the other business: Fertility Bridge ; Whether the business is investment-related: No ; Address of the other business: 2316 Delaware Ave, Buffalo New York 14201 ; Nature of the other business: Employment ; Your position, title, or relationship with the other business: Human Resources Recruiting Specialist ; The start date of your relationship: 8/4/2023 ; The approximate number of hours/month you devote to the other business: 11 to 20 ; The number of hours you devote to the other business during securities trading hours: 1 to 5 ; Briefly describe your duties relating to the other business: I provide part time recruiting services as an independent contractor for Fertility Bridge.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Edward Dorsey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 29, 2024 - Present
FIRST COMMAND ADVISORY SERVICES
Office #2: 3015 Allen Drive, Evans, GA 30809RIA
CRD#: 281958
Evans, GA
Current
January 8, 2024 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 3015 Allen Drive, Evans, GA 30809BD
CRD#: 3641
EVANS, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(2/26/2024)
IAR
Georgia(2/29/2024)
RR
North Carolina(3/1/2024)
RR
South Carolina(2/26/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/3/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/7/2024
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
RIA
Registered Investment Advisory firm - (7/28/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387
Phone number
(817) 731-8621
Established
Firm type
Fiscal year end
# of Employees
1,787
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
