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Xinyu Li

VELOX CLEARING
Miami, FL 33131
Some features on this profile are disabled
CRD#: 7837325
XL

Professional summary

Xinyu Li is a registered financial professional currently at VELOX CLEARING LLC located in Miami, Florida.

Xinyu is registered as a RR (Registered Representative) and started their career in finance in 2026. Xinyu has worked at 1 firm and has passed the Series 99TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Xinyu Li's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 16, 2026 - Present

VELOX CLEARING LLC

Office #1: 600 Brickell Avenue Suite 2800, Miami, FL 33131
BD
CRD#: 290215
Miami, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/16/2026
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 11/18/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

VC
VELOX CLEARING LLC
VELOX CLEARING LLC

CRD#: 290215 / SEC#: , 8-70017

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
600 Brickell Avenue Suite 2800, Miami, FL 33131
Mailing Address
600 Brickell Avenue Suite 2800, Miami, FL 33131
Phone number
(866) 808-3569
Established
Nevada since 08/09/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VELOX HOLDINGS INCHOLDING COMPANY
COOK, CHRISTOPHER JOSEPHCEO/CCO2800929
DU, MINGZHECOO/POO7353052
MARTIN, JOSEPH J IIICFO/PFO7304542
TANG, ZHENXINGCRO5272681

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VELOX CLEARING LLC

CRD#: 290215Miami, FL 33131

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