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MH

Max B. Harris

MMM SECURITIES LLC
NEW YORK, NY 10005
Some features on this profile are disabled
CRD#: 7836228
MH

Professional summary

Max Benjamin Harris, who also goes by Benjamin Harris, is a registered financial professional currently at MMM SECURITIES LLC located in New York, New York.

Max is registered as a RR (Registered Representative) and started their career in finance in 2024. Max has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Benjamin Harris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Max Benjamin Harris's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 25, 2024 - Present

MMM SECURITIES LLC

Office #1: 30 Wall Street Suite 825, New York, NY 10005Office #2: 30 Wall St Suite 825, New York, NY 10005
BD
CRD#: 318021
NEW YORK, NY
Past

January 18, 2024 - July 16, 2024

TEXTURE CAPITAL, INC.

BD
CRD#: 300853
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Maryland
(8/5/2025)
RR
New York
(10/25/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 11/18/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/18/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/30/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

MS
MMM SECURITIES LLC
MMM SECURITIES LLC | THINKTANKTWO SECURITIES LLC

CRD#: 318021 / SEC#: , 8-70865

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
30 Wall St Suite 825, New York, NY 10005
Mailing Address
30 Wall St Suite 825, New York, NY 10005
Phone number
(212) 584-0552
Established
Florida since 11/19/2021
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MONARK MARKETS, INC.SOLE MEMBER AND MANAGER
BULKA, DANIEL GEORGEINTERIM CHIEF EXECUTIVE OFFICER6086729
KORNBERG, ALONACHIEF COMPLIANCE OFFICER6990646
ROTHENBERG, SHARI PFINOP6590875

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MMM SECURITIES LLC

CRD#: 318021New York, NY 10005

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